THE RIGHT OF THE INDIVIDUAL TO BEAR
ARMS: A RECENT JUDICIAL TREND
by David I.
Caplan
¦ Reprinted by
permission of: ¦ ¦ Detroit College of Law Review ¦ ¦ Volume 1982, Winter, Issue
4. ¦ ¦ Revised and updated by the author
INTRODUCTION
During 1981, courts in both Oregon and
Indiana re-asserted their 1980 holdings that their respective state
constitutional provisions for a right of the people to bear arms guaranteed an
individual right to the private citizen. More specifically, the Oregon Supreme
Court in State v. Blocker re-asserted its 1980 holding in State v. Kessler
invalidating an
Oregon state statute banning the private possession of certain arms, such as
billy clubs. The Indiana Court of Appeals in Shettle v. Shearer
reaffirmed its 1980
holding in Shubert v. Debard that an applicant for a license to carry a
handgun who claimed "self-defense" as a reason for the license could
not constitutionally be required to demonstrate factually the "need"
for the license. The Kessler and Schubert opinions both contain detailed
discussions on the scope and policy of the right of the people to keep and bear
arms as a private individual right. This article
reviews the
historical background of that right, and the consequent signaling of judicial
trend rejecting the exclusively collective right
theory of the right of the people to keep and bear arms.
The exclusively collective right theory
stands for the proposition that the "right of the people to keep and bear
arms" - as expressed in the second amendment of the United States
Constitution, or as specified in various ways in
thirty-seven state constitutions
- is strictly
limited to guaranteeing a collective right of the organized militia or National
Guard. However, both the Indiana and the Oregon
courts rejected the exclusively collective right theory in favor of a theory
that recognizes both a private individual constitutional right and a collective
right. Because these decisions set forth with great
clarity the underlying fundamental issues in a concrete context, a rather
detailed review of the reasoning of these decisions is useful in understanding
their important implications. Moreover, the Oregon court in State v. Kessler
based its decision
on an explicit acceptance of the English legal traditions of the right of
self-defense and the right of the individual citizen to have arms for that
purpose. Accordingly, this tradition will be explored first, followed by a
review of the holdings of Schubert
and Kessler.
Finally, this
article will explore the implications of these cases regarding the exclusively
collective right theory of the right of the people to bear arms.
I. English Background on Arms Possession
The first limitation in England on the right
of a law-abiding person to keep and bear arms was enacted as one of the
provisions in the 1181 Statute of Assize of Arms.
It prohibited the
possession and ordered the disposition of all coats of mail or breastplates in
the hands of Jews. The next prohibition apparently came in the
1328 Statute of Northampton under King Edward III,
and banned all
private persons from using any force in public "in affray of the
peace," or from going or riding armed in public at all. This Statute of Northampton was re-enacted
with increased penalties under Richard II: In its re-enacted version the statute focused
solely on going or riding armed, that is, regardless of an affray of the peace.
Nevertheless, by 1686 the English common law courts had placed a judicial gloss
on these statutes and required for a conviction thereunder, that the accused
had gone armed "malo animo" (with evil intent) or "to terrify
the King's subjects." Specifically, in Rex v. Knight the accused had been charged with violating
the Statute of Northampton by "walk[ing] about the streets armed with guns,
and go[ing] into the church of St. Michael, in Bristol, in the time of divine
service, with a gun, to terrify the King's subjects." Under the judge's instructions, that an
essential element of the crime of violating the Statute of Northampton was
"go[ing] armed to terrify the King's subjects,"
the jury acquitted
the accused. The court further noted that the Statute of
Northampton was "but an affirmance" of the common law. Interestingly, the same court alleged an
elitist statutory policy that the carrying of arms implied that "the King
[was] not able or willing to protect his subjects."
Nevertheless, the
court imposed a judicial gloss on the Statute, that for a conviction the
prosecution must prove that the carrying of arms was "to terrify the
King's subjects" or "with evil intent," in order to preserve the common law principle
of allowing "Gentlemen to ride armed for their Security."
The reason for this judicial interpretation
of the Statute of Northampton, requiring the element of evil intent in addition
to going armed in public, may be understood from the judicial experience and
societal conditions underlying the late nineteenth century observation of Jean
Jules Jusserand, French ambassador to the United States, 1902-1915, and
Pulitzer prize-winning historian, concerning fourteenth century England:
"[M]anners being violent, the wearing of arms was prohibited, but honest
folk alone conformed to the law, thus facilitating matters for the
others..." That is, unilateral personal disarmament of
law-abiding citizens simply did not work. Accordingly, despite the literal
language of the Statute of Northampton, the English rule was that "persons
of quality are in no [d]anger of offending [the Statute of Northampton] by
wearing common [w]eapons."
Subsequent eighteenth century English
decisions recognized the right to keep guns in the home for defense, as well as
the right to carry ordinary arms in public in a peaceful manner, the forest and
game laws notwithstanding. Thus, in 1738, a conviction for keeping a gun
contrary to the 1707 Statute of Anne,
which prohibited
unqualified persons from possessing certain listed hunting
devices "or any other Engines to kill and destroy the Game" was quashed on appeal. The court reasoned
that a gun "differs from nets and dogs, which can only be kept for an ill
purpose." The defendant had successfully argued that a
"gun is necessary for defense of a house, or for a farmer to shoot
crows." Later, in a 1752 civil action for trover,
plaintiff claimed that defendants had unlawfully converted his gun, while the
defendants claimed that their seizure of the gun had been lawful because the
lord of the manor where the gun had been kept had ordered them to seize it. The court held that, since there was no
allegation in defendants' plea that the gun had actually been used to kill any
game, the plaintiff's demurrer to the defendant's plea should be sustained.
Accordingly, the court rendered judgment for the plaintiff. One of the judges
noted that "as a gun may be kept for the defence of a man's house, and for
divers other lawful purposes, it was necessary [for defendants] to
allege...that the gun had been used for killing game." Thus, Professor Edward Christian commented:
"Every one is at liberty to keep or carry a gun, if he does not use it for
the destruction of game."
Accordingly,
Professor Christian disagreed with Blackstone's assertion that one of the
purposes of the game laws was "prevention of popular insurrections and
resistance to the government, by disarming the bulk of the people." Professor Christian maintained that such a
purpose "did not operate upon the minds of those who framed the game
laws." On the other hand, Blackstone was probably
referring to the Game Act of 1671
enacted under
Charles II, which prohibited any person who did not have an annual income of at
least 100 pounds (except persons of or above the rank of esquire and owners or
keeper of forests) from keeping any gun, bow, greyhound, setting dog, or long
dog. This latter statute, however, did not judicially survive the English Bill
of Rights of 1689, with its provision for the right to keep
arms. At any rate, the Game Act of 1671 was not
explicitly repealed by legislation until the 183l Act to Amend the Game Laws.
II. English Bill
of Rights of 1689: Legislative History of Provision for Right to Have Arms
To understand the background of the 1689
English Bill of Rights' provision on the right to have arms, it is important to review the earlier
disarmament tactics of Charles II (1660-1686) and James II (1686-1688). Specifically, the Militia Act of 1662, which centralized the control of the militia
in the King and his lord lieutenants, empowered these lieutenants or their
deputies to authorize searches of the person and the home of anyone adjudged by
these lieutenants or their deputies to be "dangerous to the peace of the
Kingdom," and to "seize all arms in the custody or
possession" of these "dangerous" persons. This
Militia Act of 1662 also provided for the abolition of a portion of the earlier
militia system, the "trained bands."
Soon after ascending to the throne in 1686,
King James II utilized a combination of the Militia Act of 1662 and the Game Act of 1671 to inform his lieutenants that "a great
many persons not qualified by law under pretence of shooting matches kept
muskets or other guns in their houses,"
and the militia was
ordered to "cause strict search to be made for such muskets or guns and to
seize and safely keep them till further order."
After the Glorious
Revolution and the flight of James II from England in 1688, a Convention
Parliament met on January 22, 1689 to declare the rights of the people in an instrument known as the Declaration of
Right, which was, after the ascension of William and Mary, turned into a
regular act of the legislature as a statute,
the Bill of Rights
of 1689.
The provisions of the English Bill of Rights
of 1869 touching on the right to have arms were originally proposed on February
2, 1689, by the House of Commons Committee "to bring in the general Heads
of such Things as are absolutely necessary to be considered for the better
securing our Religion, Laws and Liberties,"
and the House
agreed upon the following:
5. The Acts concerning the Militia are
grievous to the Subject...
6. The raising or keeping a Standing Army
within this Kingdom in time of Peace, unless it be with the Consent of
Parliament, is against the Law...
7. It is necessary for the public Safety,
that the Subjects which are Protestants, should provide and keep Arms for their
common Defence: And that the Arms which have been seized, and taken from them,
be restored...
It is thus clear, from the foregoing
provisions, that the earlier arms seizures by the King and his militia were prime motivating factors for the
provisions on the right to keep arms, and that an armed populace was considered
"necessary for the public safety."
In any event, after some conferences with,
and at the request of, the House of Lords, the House of Commons on February 11,
1689 modified the phrase "provide and keep," in provision 7, to
"have," and also deleted the word "common" and added the phrase "suitable to their
Condition, and as allowed by Law," after the word "Defence." As finally passed on February 12, 1689, by
the House of Lords, the text of the English Bill of Rights' provision on the
right to keep arms read: "[t]hat the Subjects which are Protestants may
have Arms for their Defence, suitable to their Condition, and as allowed by
Law." Among other things, this legislative history
demonstrates that the English Bill of Rights' provision on the right to keep
arms was a reaction to previous seizures of privately held arms, and that the
solemn understanding was reached that such seizures should never occur again.
Thus, the initially proposed purpose of this right for their "common
Defence" was transformed into a right "for their
Defence" that is, to include an individual right of
armed self-defense as had obtained under the common law. It is noteworthy that
an apparent attempt to restrict the right to keep and bear arms, in the United
States Bill of Rights, to "the common defence"
was defeated just
100 years later, in the first Senate of the United States in the floor debates
on the proposal for what became the second amendment.
Another English statute was enacted in 1689, which was repealed in 1844, banning any "papist or reputed
papist" who refused to take an oath prescribed by the new regime of William and
Mary from keeping any arms, except upon a demonstration before the justices of
the peace that such arms were "necessary"
for the defense of
"home or person." This religiously discriminatory legislation,
however, did not give rise to any reported litigation. Nevertheless, this legal
history shows the essentially political nature of arms control legislation, as
well as the intent of the English Bill of Rights of 1689 to guarantee a private
individual the right to have arms for "self preservation and
defence."
III. Opinion of
the Recorder of London, 1780, on the Scope of the Right to Have Arms in England
In eighteenth century England, there were
various voluntary armed associations dedicated to assisting constables in the
apprehension of criminals and the suppression of riots,
it being considered
"the right and duty of every subject, under common law, to help maintain
the Queen's peace." In 1780, one of the foremost of such
associations, the London Military Foot Association, sought the advice if the
Recorder of London as to its legal standing. His long, clearly reasoned reply was of wide
interest, especially in view of the frequency with which such associations
appeared for many years afterwards.
Further, his reply
remains of interest because of its succinct and cogent interpretation of the
scope of the English people's right to keep and bear arms. The Recorder stated:
It is a matter of some difficulty to define
the precise limits and extent of the rights of the people of this realm to bear
arms, and to instruct themselves in the use of them, collectively; and much more so to point out all the acts of that
kind, which would be illegal or doubtful in their nature.
The right of his majesty's Protestant
subjects, to have arms for their own defence, and to use them for lawful
purposes, is most clear and undeniable. It seems, indeed, to be considered, by
the ancient laws of this kingdom, not only as a right, but as a duty;
for all the subjects of the realm, who are able to bear arms, are bound to be
ready, at all times, to assist the sheriff, and other civil magistrates, in the
execution of the laws and the preservation of the public peace. And that this
right, which every Protestant most unquestionably possesses individually, may, and in many cases must, be exercised collectively is likewise a point which I conceive to be clearly
established by the authority of judicial decisions and ancient acts of
parliament, as well as by reason and common sense.
From the proposition, that the possession and
the use of arms, to certain purposes, is lawful, it seems to follow, of
necessary consequence, that it cannot be unlawful to learn to use them (for such lawful purposes) with safety and effect...and,
by the same mode of reasoning, from the right of using arms, in some cases,
collectively and in bodies, follows the right of being collectively, as well as
individually, instructed in the use
of them, if it be true, which I apprehend it most clearly is, that the safe and
effectual use of arms in collective bodies cannot be taught to separate
individuals.
Beyond this point, however, there were
difficulties. The question arose: would it be lawful for a vast multitude of
many thousands of armed men, "without any visible occasion or apparent
lawful object, unauthorized by government or any magistrate, to assemble
together, and march where they pleased, for the purpose, as they professed, of
instructing and exercising themselves in the use of arms?" The Recorder answered: "[t]o this
question, stated in these unlimited
terms, I should certainly answer in the negative; because, in my opinion,
an affirmative answer would amount to a dissolution of all government and a
subversion of all law." In short, there was no right to wanton
behavior. Where then could a line be drawn, and how could the number and manner
of assembling to exercise the use of arms be defined to determine the legality
of such acts? The Recorder felt it impossible "to draw any such precise
line, or to lay down any proposition respecting the legality of armed
societies, which would hold true at all
times and in all cases, without qualification or restriction. The
circumstances of the case...must decide upon the legality of every such
meeting."
Four broad indications, however, were given
for determining the legality of the activities of armed societies. First, the
professed purpose and object of any such society had to be lawful. Second, they
had to at all times, when assembled, conduct themselves in a peaceable and
orderly manner and conform to their professed purpose; every breach of the
peace on their part would have been greatly aggravated by the very circumstance
of being committed by a body of armed men. Third, the numbers of such a society
could not manifestly and greatly exceed the professed objects of their
instruction. Fourth, they could not, in any case, except for the suppression of
a sudden, violent, and felonious breach of the peace, proceed to act without
the authority of the civil magistrates.
With these
restrictions, the Recorder was clearly of the opinion that it was lawful,
"and, in many cases, highly meritorious,"
for the citizens to
instruct themselves in the use of arms in private, orderly societies. Besides
"immediate self-defence,"
the lawful purposes
for which arms could be used included the "suppression of violent and felonious breaches of the peace, the
assistance of the civil magistrate in the execution of the laws, and the
defence of the kingdom against foreign invaders."
Therefore, whenever
those occasions occur, "the use of arms becomes not only a the right, but
the duty," of every citizen capable of bearing arms.
Finally, the recorder of London reasoned
that, to avoid being subject to the military command and discipline of the
Crown, the London Association should "consider themselves as part of the civil, and not a military association, and confine themselves, in the present state
of things, to those civil objects which will, upon the principles before laid
down, sufficiently justify them in
exercising, and perfecting themselves in the use of arms, without any
commission whatever." The Recorder thus emphasized the fundamental
social value and the legality of purely civil bodies in the maintenance of
internal law and order, and differentiated sharply between that function and
the employment of the regular forces in opposing foreign enemies. On the other hand, the Recorder's starting
point was the right of the private individual to have arms for self-defense
purposes in cases of sudden, felonious attacks,
i.e., where there
is no time to invoke the aid of established authority. In short, the Recorder's
opinion re-affirmed the unqualified individual right to keep and bear arms as
at common law, and the qualified collective right to bear arms.
IV. Common Law and Constitutional Standards
for the Right to Keep and Bear Arms
As with other constitutional provisions, the
right to keep and bear arms cannot be understood without reference to common
law standards:
The language of the Constitution cannot be
interpreted safely except by reference to the common law and British
institutions as they were when the instrument was framed and adopted. The
statesmen and lawyers of the Convention who submitted it to the ratification of
the Conventions of the thirteen States, were born and brought up in the
atmosphere of the common law, and thought and spoke in its vocabulary. They
were familiar with other forms of government, recent and ancient,...but when
they came to put their conclusions into the form of fundamental law in a
compact draft, they expressed them in terms of the common law, confident that
they could be shortly and easily understood.
These same considerations apply to the state
constitutional conventions. Thus the state provisions for a constitutional
right to keep and bear arms are likewise illuminated by the common law. In
particular, the right to keep and bear arms should, therefore, be interpreted
in terms of the common law, both as to the type of arms which are
constitutionally protected and as to the permissible conditions, manner, and
mode under which the right may be exercised. It is, therefore, useful to look
at the corresponding facets of the common law on keeping and bearing arms, as
well as their adaptation to state constitutional provisions for a right to keep
and bear arms.
The foregoing
Recorder of London's opinion is a thorough exposition of the common law
principle that although the law-abiding person may not march with arms in
groups whenever, wherever, and howsoever he pleases,
he is,
nevertheless, entitled to keep ordinary arms at home and carry those arms
"to protect himself when he is going singly or in a small party upon the
road where he is traveling or going for the ordinary purposes of
business." As expounded by the thirteenth century
scholar Henry de Bracton:
But whether it be armed force or unarmed
force, all such force is not injurious, because some arms are used for
protection, and what a person may do for the protection of his own person or of
his own right he seems to have done justly. Likewise there are arms of peace
and of justice, and arms of disturbance of peace and of injustice. There are
likewise arms of usurpation of another's property, and such force may be called
ablative, whence it will be allowable to him, who justly possesses, to repel
with arms any one coming with arms against the peace [of the realm] to expel
him, that by the arms of self-protection and of peace, which are the arms of
justice, he may repel injury and unjust violence and arms of injury; but
nevertheless with the moderation of such discretion, that he does not cause an
injury, for he may not under such pretext kill a man, or wound him, or
ill-treat him, if he can in any other way protect his possession. And therefore
against him, who wishes to use his strength, he may resist with his utmost
strength, with arms or without, according to the saying, when a strong man armed,
&c: but nevertheless persons may not walk about with arms at all times [as
they please] without some cause.
In the last
century, the American authority on criminal law, Francis Wharton, paraphrasing
the eighteenth century English Serjeant-at-Law William Hawkins, expounded upon
the provisions in the 1328 Statute of Northampton
on using force and
carrying arms in public places:
A [person] cannot excuse wearing such armor
[dangerous and unusual weapons, in such a manner as will naturally cause terror
to the people] in public by alleging that a particular person threatened him,
and that he wears it for safety against such assault; but it is clear that no
one incurs the penalty of the statute [of Northampton, 1328, 2 Edw. 3, ch.3]
for assembling his neighbors and friends in his own house, to resist those who
threaten to do him any violence therein, because a man's house is his castle.
As William Hawkins explained:
[Y]et it seems certain That in some Cases
there may be an Affray where there is no actual Violence; as where a Man arms
himself with dangerous and unusual Weapons in such a Manner as will naturally
cause a Terror to the People, which is said to have been always an Offense at
Common Law, and is strictly forbidden by many Statutes...
[T]hat no Wearing of Arms is within the
Meaning of this Statute [of Northampton, 1328, 2 Edw. 3 ch.3], unless it be
accompanied with such circumstances as are apt to terrify the People; from
whence it seems clearly to follow, that Persons of Quality are in no Danger of
offending against this Statute by wearing common Weapons or having their usual
Number of Attendants with them, for their Ornament or Defence, in such Places,
and upon such Occasions, in which it is the common Fashion to make use of them,
without causing the least Suspicion of an Intention to commit Any act of
Violence or Disturbance of the Peace...[And] that no person is within the
Intention of the said Statute, who arms himself to suppress dangerous Rioter
[sic], Rebels, or Enemies, and endeavors to supress or resist such Disturbers
of the Peace or Quiet of the Realm...
Of particular interest here was the clear
exemption, from the ban of the statute, of "common weapons" as
opposed to "Dangerous and unusual weapons in such a manner as will
naturally cause a terror to the people." Sir William Blackstone, echoing
this approach, wrote:
The offense of riding or going armed with
dangerous or unusual weapons, is a crime against the public peace, by
terrifying the good people of the land, and is particularly prohibited by the
Statute of Northampton, 2 Edw. 3, c.3, upon pain of forfeiture of the arms, and
imprisonment during the king's pleasure.
Interestingly,
in 1914 the Irish Court for Crown Cases Reserved quashed a conviction under the Statute of Northampton on the ground that the indictment under that
statute was defective in alleging merely that the defendant "did go about
on the public road...armed,"
in that the
indictment failed to "negative lawful occasion, and conclude in terrorem
populi [to the terror of the populace]."
The Attorney
General unsuccessfully argued that the indictment was sufficient in view of the
evidence at trial because, "it being usual for persons to be unarmed, the
presence of an armed man, particularly with such a dangerous weapon as is
proved here, must be 'apt to terrify' those with whom he comes in
contact." That is, the simple fact of being armed
inherently would "bring terror upon others;"
the weapon in
question being a "loaded revolver."
In rejecting this
argument of the Attorney General, the Irish Court thus considered a loaded
revolver to be a common weapon within the meaning and protection of the common
law.
The distinction between the absolute right to
keep arms and the more qualified right to carry arms, pursuant to the common
law and the Statute of Northampton,
was also discussed
by Sir Edward Coke. Lord Coke, "widely recognized by the American
colonists 'as the greatest authority of his time on the laws of England'," cogently wrote:
And yet in some
cases a man may not only [sic] use force and arms, but assemble company also.
As any man may assemble his friends and neighbors, to keep his house against
those that come to rob him, or kill him, or to offer him violence in it, and is
by construction excepted out of this Act [Statute of Northampton]...for a man's
house is his castle, & domus sua
cuique est tutissimuym refugium [a home is for everyone his safest refuge];
for where shall a man be safe, if it be not in his house? And in this sense it
is truly said
Armaque
in armatos sumere jura sinunt. [The laws allow taking up arms against armed
persons.]
But he cannot assemble force, though he be
extremely threatened, to go with him to Church, or market, or any other place,
but that is prohibited by this Act [Statute of Northampton, 2 Edw. 3, ch. 3
(1328)].
In support of this approach, Coke cited the
1506 Yearbook case which had originated the doctrine that a man's house is his
castle in the following terms:
If one is in his house, and hears that such a
one will come to his house to beat him, he may assemble folk of his friends and
neighbors to help him, and aid in the safeguard of his person; but if one were
threatened that if he should come to such a market, or into such a place, he
should there be beaten, in that case he could not assemble persons to help him
go there in personal safety, for he need not go there, and he may have a remedy
by surety of the peace. But a man's house is his castle and his defense, and
where he has a peculiar right to stay...
The "true doctrine," according to Beale, had been expressed by the
Supreme Court of California in these terms:
One who expects
to be attacked is not always compelled to employ all the means in his power to
avert the necessity of self-defence before he can exercise the right of
self-defence. For one may know that if he travels along a certain highway he
will be attacked by another with a deadly weapon and be compelled in
self-defence to kill his assailant, and yet he has the right to travel that
highway, and is not compelled to turn out of his way to avoid the expected
unlawful attack.
And a "well
reasoned" opinion, according to Beale, had been delivered by the
Supreme Court of Missouri, similarly upholding the right of self-defense
in public places with arms, in these terms:
If the mere
expectation of an assault from an adversary is to deprive the expectant of the
right of self-defence, merely because he goes armed in the vicinity of his
enemy, or goes out prepared upon the highway where he is likely at any moment
to meet him, then he has armed himself in vain, and self-defence ceases
wherever expectation begins. We do not so understand the law. The very object
of arming one's self is not to destroy expectation of a threatened attack, but
to be prepared for it should it unfortunately come.
It should be
stressed that Professor Beale was no champion of the "Macho" spirit;
rather, he was a staunch advocate of the minority American rule requiring retreat as far as possible with
safety, even from a sudden murderous assault (absent a larcenous intent),
before using deadly force in a defense against the murderous assault. Indeed he
derided the contrary rule (not requiring retreat)s prevalent in "the West
and South," as founded in the "ethic of the duelist,
the German officer, and the buccaneer."
Nevertheless even
Beale would not require a person to constrict his ordinary business travels in
an effort to avoid criminal threats.
Otherwise the
criminals would dictate the ordinary course of business travels. Accordingly,
there was no doubt at common law that an individual was permitted to carry
common arms "to protect himself when he is going singly or in a small
party upon the road where he is traveling or going for the ordinary purposes of
business." The 1506 Yearbook case forbade a person only
to "assemble persons to help him go there."
With this common law background in mind, it
is important to realize that a right to keep and bear arms inherently carries
with it the right to use those arms for various lawful purposes. For example,
the American constitutional right to keep and bear arms has been squarely held
to protect the right to use those arms in self-defense in the home against
burglars:
The
Constitutions of the United States and Louisiana give us the right to keep and
bear arms. It follows logically, that to keep and bear arms gives us the right
to use the arms for the intended purpose for which they were manufactured.
As to the type of arms protected by state
constitutional provisions for a right to keep and bear arms, common law
standards were adopted by the Texas Supreme Court in 1875 in connection with
the then thirteenth section of the Texas Bill of Rights ("Every person
shall have the right to keep and bear arms in the lawful defense of himself or
the State, under such regulations as the Legislature may prescribe.") The court stated:
[W]e do not
adopt the opinion...that the word "arms," in the Bill of Rights,
refers only to the arms of a militiaman or soldier...The arms which every
person is secured the right to keep and bear (in the defense of himself or the
State, subject to legislative regulation), must be such arms as are commonly kept, according to the customs of the
people, and are appropriate for open and manly use in self-defense, as well as
such as are proper for the defense of the State.
Later, in 1912, the highest court of New York
State held constitutional a statutory ban against possession of certain (but
not all) weapons because "the act in question relates to instruments which
are ordinarily used for criminal and improper purposes and which are not
amongst those ordinary legitimate
weapons of defense and protection which are contemplated by the
Constitution and the Bill of Rights."
Similarly
implementing the common law standard of "common weapons" as the type of arms embedded in the Michigan
state constitutional provision that "[e]very person has a right to bear
arms for the defense of himself and the State,"
the Supreme Court
of Michigan in 1931 declared:
Some arms,
although they have a valid use for the protection of the State by organized
instructed soldiery in time of a war or riot, are too dangerous to be kept in a
settled community by individuals, and in times of peace, find their use by
bands of criminals and have legitimate employment only by guards and police.
Some weapons are adapted and recognized by the common opinion of good citizens
as proper for private defense of person and property. Others are the peculiar
tools of the criminal. The police power of the State to preserve public safety
and peace and to regulate the bearing of arms cannot fairly be restricted to
the mere establishment of conditions under which all sorts of weapons may be
privately possessed, but it may take account of weapons may be privately possessed,
but it may take account of the character and ordinary use of weapons and
interdict those whose customary employment by individuals is to violate the
law. The power is, of course, subject to the limitation that its exercise must
be reasonable and it cannot constitutionally result in the prohibition of the
possession of those arms which, by
the common opinion and usage of law-abiding people, are proper and legitimate to be kept upon private premises for the
protection of person and property.
Accordingly, the Supreme Court of Michigan in
1931 upheld a statutory ban on such weapons as blackjacks, bombs, and rockets, because the statute did not ban
"ordinary guns, swords, revolvers, or other weapons usually relied upon by
good citizens for defense or pleasure."
This approach
echoed that of Justice Oliver Wendell Holmes in writing for the United States
Supreme Court in the 1914 case of Patsone
v. Pennsylvania, in which the Court upheld a ban on the
possession in the hands of aliens of rifles and shotguns, as a hunting control
measure, because the ban did not extend to pistols that presumably would be
"needed occasionally for self-defence."
Thus the common law
exemptions of common weapons"
from the ban of the
Statute of Northampton had been firmly established as American
standards for constitutionally protected arms by the middle of the present
century.
V. The Indiana Schubert Decision
Schubert
v. DeBard involved the Indiana gun control statute
which provides that, before the Superintendent of State Police may issue a
pistol-carrying license, an investigation must be made concerning the
applicant. If it appeared to the Superintendent
"that the applicant has a proper reason for carrying a handgun and is of
good character and reputation and a proper person to be so licensed," then the Superintendent "shall issue to
the applicant either a qualified or an unlimited license to carry any handgun
or handguns lawfully possessed by the applicant."
In Schubert the
applicant for a pistol-carrying license had been denied the license by the
Superintendent of Indiana State Police on the sole ground of lack of sufficient
"need". The trial court upheld
the Superintendent
on the ground that he had properly exercised administrative discretion
delegated to him by the statutory provision of "proper reason" for
carrying a handgun. The Indiana Court of Appeals, however, held in 1980 that
the statutory delegation of these powers and duties to the Superintendent could
not be constitutionally construed as allowing him to deny a pistol-carrying
license merely because the applicant had failed to demonstrate, to the
satisfaction of the Superintendent, that he "needed" to defend himself. The Indiana Supreme Court
subsequently declined to review this decision.
In Schubert,
the Superintendent had held a hearing on the issue of the pistol-carrying
license applicant's "need" for self-protection and had denied the
license solely on the administrative finding that "the evidence disclosed that...applicant
does not have a proper reason to be so licensed."
The Superintendent
contended that the statutory specification for "a proper reason for
carrying a handgun," as a prerequisite for a pistol-carrying
license vested in him the power and duty: (1) to evaluate the facts underlying an
applicant's assertion of "self-defense"
as a stated reason
for desiring the license, and (2) to grant or deny the license upon the basis
of an administrative evaluation of whether or not the applicant
"needed" to defend himself. The Schubert majority held that this approach of the
Superintendent, of factually evaluating the sufficiency of an applicant's
"need" for a pistol-carrying license," contravenes the essential
nature of the constitutional guarantee."
The Indiana
constitution, adopted in 1851, provides that "the people shall have a
right to bear arms, for the defense of themselves and the State."
The Schubert
majority was of the opinion that the general and ordinary sense of the words
used, as well as the framers' intention evinced by the legislative history of
the right to bear arms provision of the Indiana State Constitution, led to the
conclusion that the Superintendent of State Police could not, consistent with
the Constitution, look behind the pistol-carrying license applicant's stated reason
of "self-defense" and then deny the license on the grounds of an
insufficient factual showing by the applicant of "need" to defend
himself. The Schubert
majority alluded to the 1850 constitutional debate over this Indiana provision
for a right of the people to bear arms and noted that one stage of that debate
had opened with "[t]he twelfth [now 32nd] section, providing that no law
should restrict the right of the people to bear arms, whether in defense of themselves or the State, next came up in
order."
The statutory requirement of "proper
reason" for a pistol-carrying license was interpreted by the Schubert court as having been satisfied
by the applicant's assigned reason of "self-defense" which stood
"unrefuted" by the Superintendent, such assigned reason
being "constitutionally a 'proper reason' within the meaning of [the
Indiana Statute]." The Schubert
court thus interpreted the Indiana statutory requirement of "proper
reason" for a pistol-carrying license as a delegation of authority to the
Superintendent of State Police that was very narrow in scope because of the
Indiana constitutional provision for "the right of the people to bear arms
for the defense of themselves and the State."
Because, however,
of an unresolved question as to the applicant's suitability of character to be
licensed, an issue which had arisen at the hearing conducted by the
Superintendent, the Schubert court
remanded the case to the Superintendent for a new hearing and determination on
that question.
Interestingly one of the two judges in the Schubert majority stated in a
concurring opinion that he would have joined in the 1958 dissent
of Judge Emmert in Matthews v. State. In Matthews,
the Indiana Supreme Court, in a 4 to 1 decision, had upheld the facial
constitutionality of the Indiana statutory pistol licensing scheme, with Judge
Emmert dissenting on the basis of the Indiana constitutional provision for the
right of the people to bear arms.
The dissenting judge in Schubert, Judge Staton, was sharply critical of the Schubert majority for allegedly failing
to follow the legal principles previously enunciated in Matthews. The majority in that case had stated that the question of
whether a pistol-carrying license applicant satisfied the statutory requirement
of having a "'proper reason for carrying a pistol and [of being] of good
character and reputation and a suitable person to be so licensed' are questions
of fact; and the Legislature may delegate the function of determining these
facts upon which the execution of the legislative policy, as expressed in the
Act, is dependent." More specifically, the 4 to 1 majority in Matthews had stated that "the
Superintendent of State Police, with his special training and experience and
with the facilities which he has at his command for securing information, is
capable and qualified to determine whether an applicant for a license to carry
a pistol has a 'proper reason' therefor, and whether he is a 'suitable person'
to have a pistol in his possession at will."
Accordingly, Judge
Staton contended that under the Matthews
decision the Indiana Supreme Court had thus 'rejected the very proposition of
law that the [Schubert] majority has
tendered here today: that the Superintendent's capacity to evaluate the factual
basis for an applicant's stated need of self-defense violated...the Indiana
Constitution." In sharp reply, the Schubert majority maintained that allowing a denial of a license
grounded solely upon an administrative determination by the Superintendent of
an insufficiency of the factual basis or showing of need by the applicant would
"supplant a right with a mere administrative privilege which might be
withheld simply on the basis that such matters as the use of firearms are
better left to the organized military and police forces even where defense of
the individual citizen is involved."
Judge Staton further complained that
"the upshot of the Majority's approach, were it given effect, would be the
deregulation of handguns,"
and that subsequent
to the Matthews decision "numerous studies have
confirmed that handgun restrictions promote the public safety and
welfare." Judge Staton cited four such studies. Of these four studies, however, all done in
the 1960's, only two of them were statistical, factual studies: the 1969 staff
report of Newton and Zimring to the National Commission on the Causes and
Prevention of Violence entitle Firearms
and Violence in American Life,
and the 1969 Geisel
study entitled The Effectiveness of
State and Local Regulation of Handguns: A Statistical Analysis. This latter Geisel study was severely
criticized, as statistically dubious, in a subsequent comprehensive statistical
study by Douglas Murray, which pointed out the mathematical defects
and weaknesses in the Geisel study.
Not least among
such defects was the Geisel mathematical determination of weighting
coefficients by "random testing,"
which could produce
weights that are the result of chance correlation with the dependent variables
and consequently are probably useful for only this one set of data, severely
limiting the generalizability of their [Geisel] conclusions." In other words, Geisel had failed to firmly
establish the statistical criteria for his analysis before analyzing the data,
such prior establishment of criteria being essential for an unbiased
determination of correlations, or of any other statistical inferences, from a
given sample set of data. Moreover, Douglas Murray's comprehensive analysis
showed no "significant effect [of gun control laws] on lowering rates of
violence associated with firearms."
Moreover, Franklin
Zimring, one of the authors of the 1967 staff report to the National Commission
on the Causes and Prevention of Violence
cited by Judge
Staton, recently stated, in response to a question posed on the efficacy of gun
control laws as a deterrent to violent crime, that "this whole notion of
cause and effect is suspect. Criminologists are very much like forecasting
economists and gypsy fortunetellers. We cannot explain gun-related behavior, so
how can we say what has affected it, either up or down."
The basic
disagreement between the Schubert
majority and dissenting Judge Staton thus concerned
the proper scope of power delegated to the Superintendent of State Police by
virtue of the statutory specification that a pistol-carrying license applicant
have "a proper reason for carrying a handgun"
in view of the
Indiana constitution's provision that the "people shall have a right to
bear arms, for the defense of themselves and the state." Judge Staton was of the opinion that there
was no constitutional impediment to the Superintendent's using his training,
experience, and investigatory capabilities to go behind a bare
"self-defense" assertion by the applicant, and then making
an independent finding of fact as to whether there was sufficient evidence that
the applicant had a "genuine need to carry a handgun" On the other hand, the Schubert majority held that the Indiana constitutional provision
for a right to bear arms constricted the scope of authority delegated by the
statute to the Superintendent, to the extent of forbidding him, in the
fact-finding process, to evaluate the actual degree of need for the
pistol-carrying license, while still allowing him to deny the license if he
found, based upon his expertise, that there was substantial evidence that the
applicant in fact, had an improper reason for carrying a handgun. Absent finding such improper reason, the Schubert majority would allow a
pistol-carrying license to be denied only if there was a valid finding by the
Superintendent that the applicant was deficient in the statute's personal
character requirements of "good character and reputation and a proper person to be so licensed." Accordingly, the Schubert majority remanded the cause for a determination of these
personal character requirements.
In so doing, the Schubert majority, confronted by a
state constitutional guarantee of the individual's right to bear arms, treated
a license to carry a pistol in public places somewhat analogously to the
federal courts' treatment of permits to speak and disseminate information, in a
public forum ("speech plus"): precise, open, and accessible
licensing.
VI. The Oregon Kessler Decision
A month before the Indiana Supreme Court
unanimously refused to review the court of appeals decision in Schubert,
the Oregon Supreme
Court unanimously handed down a landmark decision in State v. Kessler.
In Kessler, the court held that an Oregon
statute banning the private possession of various
listed weapons was unconstitutional in view of the provision in the Bill of
Rights of the Oregon constitution for a right to bear arms.
In Kessler, the police had entered the defendant's
apartment at his own request and had inadvertently found two "billy
clubs;" a "billy" being included in the
statute's proscribed list of weapons. Mr. Kessler was indicted and convicted
for possession of the two billy clubs. The intermediate court of appeals in
Oregon rejected defendant's constitutional attack, that the statute was
violative of the right to bear arms, on the ground that the statute was a
reasonable exercise of the "police power of the State to curb crime." The intermediate Oregon court approvingly
quoted an abbreviated portion of the 1931 Michigan Supreme Court's basic theory
in People v. Brown:
Some arms, although they have a valid use for
protection of the State by organized and instructed soldiery in times of war or
riot, are too dangerous to be kept in a settled community by individuals and,
in time of peace, find their use by bands of criminals, and have legitimate
employment only by guards and police.
The Supreme Court of Oregon unanimously
reversed the conviction of Mr. Kessler, under the statute banning private
possession of certain weapons, on the ground that the Oregon constitution guaranteed to the individual person the right
to possess any "hand-carried weapon commonly used by individuals for
personal defense," such as billy clubs. The court hastened to
add that the legislature could, consistent with the constitution, ban the
possession any arms by felons and the carrying of any arms by anyone in a
concealed manner. The unanimous Kessler court reasoned that the wording of the Oregon
constitutional provision on the right to bear arms
differed both from
that of the second amendment of the United States Constitution, which has "not yet been held to apply to
state limitations on the bearing of arms,"
and from those of
many other state constitutional provisions on the right to keep and/or bear
arms. Nevertheless, all these state constitutional
provisions share a common historical background.
Specifically, the
Oregon provision regarding the right to bear arms was taken from the 1851
Indiana Constitution - which provision on this score had been taken unchanged
from the Bill of Rights of the original 1816 Indiana Constitution. In turn, the drafters of the Indiana Bill of
Rights in 1816 borrowed freely from the wording of other state constitutions -
most notably of Kentucky, Ohio, Tennessee, and Pennsylvania, all drafted
between 1776 and 1802. Moreover,
the constitutions adopted by the original colonies generally included a bill or
declaration of rights, many of them patterned largely on the English Bill of
Rights of 1689, which contained a list of alleged illegal
actions of James II followed by a declaration of the rights of the people.
Among the illegal actions specified in the list and noted by the Kessler court were the assertions that
James II:
[D]id endeavor to subvert and extirpate the
Protestant religion and Laws and Liberties of this Kingdom...
5. By raising and keeping a Standing army
within this Kingdom in Time of Peace without the Consent of Parliament and
quartering Soldiers contrary to Law.
6. By causing several good Subjects, being
Protestants, to be disarmed at the same Time when Papists were both armed and
employed contrary to Law.
The parallel
provisions of the declaration of rights in the English Bill of Rights of 1689
provided:
5. That the raising or keeping a standing
Army within the Kingdom unless it be with the Consent of Parliament is against
the Law.
6. That the subjects which are Protestants
may have arms for their Defence suitable to their Conditions, and as allowed by
Law.
The Kessler
court further noted that the phrase "for the defense of themselves and the
State" in both the Oregon and Indiana constitutional provisions for the
right to bear arms appeared in the present-day constitutions of six other
states. This language, the Kessler court held, implied three separate justifications and
purposes for a state constitutional right to bear arms:
(a) The preference for a militia over a
standing army;
(b) the deterrence of governmental
oppression; and
(c) the right of personal defense.
According to Kessler court, the constitutional phraseology "the right to bear
arms...for the defense of ... the State" refers to that historical
preference for a citizen militia over a standing army,
whereas the
language "a right to bear arms in defense of themselves..." refers to
the closely related purpose of "the deterrence of government from
oppressing unarmed segments of the population,"
as well as "an
individual's right to bear arms to protect his person and home." Furthermore, the unanimous Kessler court noted that today five
state constitutions explicitly provide for the right of an individual person to
bear arms "in defense of his home, person and property."
The Kessler
court also discussed the type of arms the possession of which by private
individuals is thus constitutionally protected in Oregon. The court observed
that in the colonial and revolutionary war era there was an identity of arms
used by militiamen and by private citizens in defense of home and person. It reasoned that, therefore, the drafters of
constitutional provisions on the right to bear arms intended to include as
constitutionally protected arms those hand-carried arms used by settlers for
both personal and military defense,
such as ordinary
firearms and other hand-carried weapons commonly used for personal defense, but not cannon or other heavy ordinance which
were not privately kept by militiamen or private citizens. Moreover, the Kessler court further observed that the Industrial Revolution had
brought about unprecedented changes in technology and concomitant changes in
weaponry. Thus, whereas firearms and other hand-carried
arms have remained as weapons of personal defense, the more advanced automatic
weapons, explosives, and chemicals of modern warfare have never been intended
or commonly used for personal possession and protection.
Accordingly, today
the constitutionally protected arms do not include cannon or other
sophisticated modern weapons, but rather include the modern day equivalents of
weapons used by colonial militiamen "for defense of the State," plus the "hand-carried weapons commonly
used by individuals [including police] for personal defense. In adopting this formulation of the
individual right to bear arms, together with the stipulation that the
legislature could constitutionally prohibit the carrying of any arms by
individuals in a concealed manner and the possession of any arms at all by
felons, the Kessler
court in effect adopted a modern equivalent of the common law principle that
the right to bear arms extended to "persons of quality...wearing common
weapons."
Almost a year after the Kessler decision, the Oregon Supreme Court handed down another
decision, this time on the subject of carrying a "billy" in an
automobile. The court held that the same statute was
unconstitutional as applied, because the statute "is written as a total
proscription of the mere possession of certain weapons, and that mere
possession, insofar as a billy is concerned, is constitutionally
protected."
Conclusion
The collective right theory of the right to
bear arms was born in the 1905 decision of the Kansas Supreme Court in Salina v. Blaksley. In that case, the court held that solely a
collective right was guaranteed by section 4 of the Kansas constitution's bill
of rights, which provided:"[t]he people have the right to bear arms for
their defense and security."
The Kansas Supreme
Court declared: "[t]he provision in section 4 of the bill of rights, that
'the people have the right to bear arms for their defense and security,' refers
to the people as a collective body."
Seventy-five years
later, under somewhat similar state constitutional provisions for a right of
the people to bear arms, the Indiana Schubert
v. DeBard decision and the Oregon Sate v. Kessler decision squarely rejected the exclusively
collective right theory in favor of an individual right interpretation. Such interpretation was fully in accord with
the common law and historical background of the right to keep and bear arms. Accordingly, these recent individual right
interpretations can be expected to signal a judicial trend in favor of the
right of the individual citizen to keep and carry arms, especially in those
states that have constitutional provisions for the right to bear arms.
Moreover, the articulation in Kessler
of "the deterrence of government from oppressing unarmed segments of the
population," as one of the basic purposes of the right of
the people to bear arms under the Oregon constitution, cogently indicates a
similar basic purpose and an individual right interpretation for "the
right of the people to keep and bear
arms" under the second amendment of the United
States Constitution.
FOOTNOTES
1. 291 Or. 255,630,P.2d 824 (1981)
2. 289 Or. 359, 614 P.2d 94 (1980)
3. 425 N.E .2d 739 (Ind. Ct. App. 1981)
4. 398 N.E.2d. 1339 (Ind. Ct. App. 1980), leave to appeal denied, No. 3-177A10
(Ind.Aug. 28, 1980).
5. See also C.L. Cantrell, The Right to Bear Arms: A Reply, 53
Wisc. Bar Bulletin 21 (1980); D.I.
Caplan, Handgun Control: Constitutional or
Unconstitutional - A Reply to Mayor Jackson, 10 N.C. Cent. L.J. 53 (1978);
S.P. Halbrook, The Jurisprudence of the
Second and Fourteenth Amendments, 4 Geo. Mason U.L. Rev. 1 (1981).
6. Other recent cases adopting the
pro-individual view of the right to keep and bear arms include: Rabbitt v.
Leonard, 36 Conn.Supp. 108, 110, 413 A.2d 489, 491 (Conn. Super. Ct. 1979)
(under Connecticut constitution, a citizen has a "fundamental right to
bear arms in self-defense, a liberty interest which must be protected by
procedural due process"); Motley v. Kellog, 409 N.E. 2d 1207 (Ind. Ct.
App. 1980) (preliminary injunction ordering Chief of Police of Gary, Indiana,
to make applications for handgun licenses available to citizens who desire to
apply); Archibald v. Codd, 59 A.D. 2d 867, 399 N.Y.S. 2d 235 (1977), leave to appeal denied, 43 N.Y. 2d 649,
403 N.Y.S. 2d 1027 (1978) (no showing of "need" is required either
for a pistol license limited to on-premises possession, at home or place of
business, or for added pistols on such license); Salute v. Pitchess, 61 Cal.
App. 3d 557, 132 Cal Rptr. 345 (1976) (sheriff mandated to make investigation
and determination on individual basis and not to reject wholesale all
pistol-carry license applications submitted by private individuals).
7. The second amendment in the Bill of Rights
of the Constitution reads: "A well regulated militia being necessary to
the security of a free State, the right of the people to keep and bear arms
shall not be infringed." U.S. Const. amend. II. See 1 Stat. 2l (1845).
8. Provisions of state constitutions on the
right to bear arms. Refer to State Contitutions - Right to Bear Arms.
9. The exclusively collective right theory
was first enunciated in Salina v. Blaksley, 72 Kan. 230, 232, 83 P. 619, 620
(1905)
10. Schubert v. DeBard, 398 N.E. 2d 1339;
State v. Kessler, 289 Or. 359, 614 P.2d 94.
11. See also Comment, The Impact of State Constitutional Right to Bear Arms Provisions on
State Gun Control Legislation, 38 U. Chi. L. Rev. 185 (1970).
12. 289 Or. 359, 614 P.2d 94.
13. Schubert v. DeBard, 398 N.E.2d. 1339;
State v. Kessler, 289 Or. 359, 614 P.2d.94.
14. Statute of Assize of Arms, art. 3 (1181),
printed in W. Stubbs, Select Charters and Other Illustrations of English
Constitutional History 154, 155 (8th ed. 1900).
15. Id.
16. 2 Edw. 3, ch. 3 (1328).
17. Id: That no Man great nor small, of what
Condition soever he be, except the King's Servants in his Presence, and his
Ministers in executing of the King's Precepts, or of their Office, and such as
be in their Company assisting them, and also upon a Cry made for Arms to keep
the Peace, and the same in such Places where such Acts happen, be so hardy to
come before the King's Justices, or other of the King's Ministers doing their
Office with Force and Arms, nor bring no Force in affray of the Peace, nor to
go nor ride armed by Night nor by Day, in Fairs, Markets, nor in the Presence
of the Justices or other Ministers, nor in no Part elsewhere, upon Pain to
forfeit their Armour to the King, and their Bodies to Prison at the King's
Pleasure...
18. 7 Rich. 2, ch. 13 (1383); 20 Rich. 2, ch.
1 (1396).
19. Rex v. Knight, Comb. 38, 39, 90 Eng. Rep.
330; 3 Mod. Rep. 117, 87 Eng. Rep. 75, 76 (K.B. 1686).
20. Id.
21. 3 Mod. Rep. at 117, 87 Eng. Rep. at 76.
22. Id. at 118, 87 Eng. Rep. at 76.
23. Id. at 117, 87 Eng. Rep. at 76
24. Id. at 118, 87 Eng. Rep. at 76.
25. Id.
26. Id.
27. Rex v. Knight, Comb. at 39, 90 Eng. Rep.
at 330 ("malo animo").
28. Id. The term "Gentleman"
includes "one, who, without any title, bears a coat of arms, or whose ancestors have been freemen..."
G.Jacob's New Law Dictionary (10th ed. 1782). This definition would thus
include in America all members of the militia; that is, "all citizens
capable of bearing arms." Presser v. Illinois, 116 U.S. 252, 265 (1886). Compare infra note 100.
29. J.J. Jusserand, A Literary History of the
English People from the Origins to the Renaissance 270 (1895).
30. 1 W. Hawkins, A Treatise of the Pleas of
the Crown 136 (5th ed. London 1771); See also 1 Russell on Crime 266 (12th ed.
1964).
31. 5 Anne, ch. 14 (1706, 1707 Gregorian
calendar.
32. E.g., persons not gamekeepers or lords,
etc., Id.
33. Id.
34. Rex v. Gardner, 2 Strange 1098, 93 Eng.
Rep. 1056 (K.B. 1739). See also, same case, Andrews 255, 257, 95 Eng. Rep. 386,
388 ("These acts restrain the liberty which was allowed by the common
law.")
35. Id.
36. Wingfield v. Stratford, Sayer 15, 96 Eng.
Rep. 787 (K.B. 1752).
37. Id. at 16, 96 Eng. Rep. at 787 (Lee,
C.J., concurring).
38. 2 W. Blackstone, Commentaries 411 n.2 (E.
Christian ed. 1794).
39. Id.
40. Id. at *412.
41. Id. at 411 n.2.
42. 22 & 23 Car. 2, ch. 25 (1670, 1671
Gregorian calendar).
43. 1 W. & M., Sess. 2, ch. 2 (1688, 1689
Gregorian calendar)
44. Id.
45. 1 & 2 Will. 4, ch. 32 (1831). Except
for the provisions dealing with powers of gamekeepers, search warrants, and
description of persons who are not allowed to have or keep for themselves any
guns, bows, greyhounds, or other animals or things, the 1671 Game Act had been
repealed in 1827. 7 & 8 Geo. 4, ch. 27 (1827).
46. 1 W. & M., Sess. 2, ch. 2 (1688, 1689
Gregorian calendar).
47. For a more comprehensive treatment of the
disarmament tactics of Charles II, aided by the enormous power of the royal
proclamation, see, J.L. Malcolm, Disarmed: The Loss of the Right to Bear Arms
in Restoration England, 1 - 17 (1980).
48. 13 & 14 Car. 2, ch. 3 (1662). An
earlier enactment in 1661 had put control over "the militia and land
forces of this kingdom," 13 Car. 2, ch. 6 parag. 2 (1661) completely into
the hands of the King, and had held harmless and had indemnified all those who,
in carrying out earlier royal orders, had been found guilty of
"assaulting, arresting, detaining or imprisoning any person suspected to
be fanatick, sectary or disturber of the peace, or seizing of arms, or
searching of houses for arms, or suspected persons." Id. at parag. 3.
49. 13 & 14 Car. 2, ch. 3(1662).
50. Id.
51. Id. at parag. 20.
52. 13 & 14 Car. 2, ch. 3(1662).
53. 22 & 23 Car. 2 ch. 25 (1670, 1671
Gregorian calendar).
54. Letter from Earl of Sunderland to Earl of
Burlington (Dec. 6, 1686), reprinted in
2 Calender of State Papers, Domestic Series, James II 314 (Jan. 1686-May
1687).
55. Id. See also J.L. Malcolm, supra note 47, at 15 n.57.
56. 1 B. Schwartz, The Bill of Rights: A
Documentary History 40 (1971).
57. Id. at 41. See also B. Schwartz, The
Roots of Freedom, A Constitutional History of England 195-98 (1967).
58. 10 H.C. Jour. 15 (1688, 1689 Gregorian
calendar).
59. Id. at 17.
60. See supra notes 45-53 and accompanying text.
61. The American right to keep and bear arms
likewise has been held to be for "maintaining the public security."
Presser v. Illinois, 116, U.S. 252, 265 (1886).
62. 10 H.C. Jour. at 25-26.
63. Id.
64. Id.
65. 14 H.L. Jour. 125 (1688, 1689 Gregorian
calendar).
66. See supra
note 59 and accompanying text.
67. See supra note 63 and accompanying text.
68. 2 B. Schwartz, The Bill of Rights: A
Documentary History 1153-54 (1971).
69. 1 W. & M., Sess. 1, ch. 15, parag. 4
(1688, 1689 Gregorian calendar).
70. 7 & 8 Vict., ch. 102 (1844).
71. 1 W. & M., Sess. l, ch. 15, parag. 4
(1688, 1689 Gregorian calendar).
72. Id. at parag. 2, incorporating by
reference the earlier oath prescribed in 30 Car. 2, ch. l, paragraphs 2 and 3
(1677), abjuring the doctrine of "transubstantiation of the elements of
bread and wine into the body and blood of Christ" and declaring that
"the invocation or adoration of the virgin Mary or any other saint, and
the sacrifice of the mass as they are now used in the church of Rome, are
superstitious and idolatrous." Id. at parag. 3.
73. 1 W. & M., Sess. 1, ch. 15, parag. 4f
(1688, 1689 Gregorian calendar).
74. Id.
75. 1 W. Blackstone, Commentaries *144. See
also Rex v. Dewhurst, 1 State Trials (n.s.) 529, 60l (1820), quoting
approvingly the idea expressed by Blackstone that the English Bill of Rights
provision on the right to have arms was "indeed a public allowance under
due restrictions of the natural right of resistance and self preservation, when
the sanctions of society and laws are found insufficient to restrain the
violence of oppression." The "due restrictions" were the common
law prohibitions against carrying dangerous and unusual weapons in public
places "against the public peace, by terrifying the good people of the
land..." 4 W. Blackstone, Commentaries parag. 149.
76. 4 L. Radzinowicz, A History of English
Criminal Law 107 (1968).
77. Id. at 105
78. Jowitt's Dictionary of English Law 1510
(2d, ed. 1977) defines the recorder of London as follows: One of the justices
of oyer and terminer, and a justice of the peace of the quorum for putting the laws in execution for the preservation of
the peace and government of the City...Being the mouth of the City, he delivers
the sentences and judgments of the court therein, and also certifies and
records the City customs, etc. He is chosen by the Lord Mayor and aldermen.
Id.
79. L. Radzinowicz, supra note 76.
80. Id.
81. W. Blizard, Desultory Reflections on
Police: with an Essay on the Means of Preventing Crimes and Amending Criminals
59-61 (1785) (emphasis in original).
82. Id. at 61.
83. Id. (emphasis in original).
84. 4 L. Radzinowicz, supra note 76, at 108 (emphasis in original).
85. Id.
86. W. Blizard, supra note 81, at 63.
87. Id.
88. Id.
89. Id.
90. 4 L. Radzinowicz, supra note 76, at 109 (emphasis in original).
91. Id. at 110.
92. Id. at 108.
93. Ex Parte Grossman, 267 U.S. 87, 108-09
(1925). For example, current standards for the fourth amendment are controlled
by "the common-law understanding." Payton v. New York, 445 U.S. 573,
591 (1980). See also Warden, Maryland Penitentiary v. Hayden, 387 U.S. 294, 302
(1967) (unless "wholly irrational"); and compare Grosjean v. American
Press Co. 297 U.S. 233, 249 (1936) (unless "never accepted by the American
colonists").
94. See supra
notes 79-92 and accompanying text.
95. See supra notes 82-83 and accompanying text; cf. Presser v. Illinois, 116 U.S. 252 (1886) (upholding
constitutionality of State requirement of license for armed parades in cities).
96. Rex v. Dewhurst, 1 State Trials (n.s.)
529, 601-02 (1820).
97. 4 H. De Bracton, De Legibus Et
Consuetudinibus Angliae f.162b, (3 T. Twiss trans. 23, 1880).
According to Professor Thorne, the fragment
("when a strong man armed, &c") is taken from Luke 11:21 [3 S.
Thorne, Bracton on the Laws and Customs of England 21 n.9 (1977)], which reads:
"When a strong man fully armed guards his residence, his belongings are
undisturbed." In the original Latin used by Bracton, the word
corresponding to the English term "strong man" is "fortis."
The word "fortis" may also be translated as "mentally, brave, courageous,..." Cassell's
Latin Dictionary 230 (1952). Bracton's works were often "cited by colonial
Americans in trying to reach decisions based on English legal tradition."
L. Wright, Magna Carta and the Tradition of Liberty 39 (1976).
It should be noted that the common law came
into being during the reign of Henry II, 12th century (just before Bracton).
Moreover, Henry II was a king "who trusted his people, and who had no
standing army, but encouraged his subjects to be armed, as unpopular tyrant
dare not do." G. Trevelyan, A Shortened History of England 139 (1942).
Thus it is no accident that the common law developed with a presupposition of
the keeping of arms by the people in their homes.
98. See supra
notes 16-17 and accompanying text.
99. 3 F. Wharton, a Treatise on Criminal Law
2061-62 (11th ed. 1912) (paraphrasing W. Hawkins, supra note 30).
100. 1 W. Hawkins, supra note 30, at 135-36 (emphasis added). Almost identical
language is found in 1 W. Russell, A Treatise on Crimes and Misdemeanors, Book
II, ch. 26, 589 (6th ed. 1896), and in 1 Russell on Crime 266 (12th ed. 1964).
As to the limitation to "persons of quality" it should be remembered
that the famous Chapter 39 of Magna
Carta was originally intended merely "as a written confirmation of the
baronial right, recognized by feudal custom, not to be tried by inferiors, but
only by men of baronial rank." B. Schwartz, The Roots of Freedom 18
(1967). See also supra note 28.
101. 4 W. Blackstone, Commentaries *149.
102. Rex v. Smith, [1914] 2 Ir. R. 190.
103. 2 Edw. 3, ch. 3(1328), and see supra note 17 for text thereof.
104. [1914] 2 Ir. R. at 201.
105. Id. at 204.
106. Id. at 199.
107. Id.
108. Id. at 201.
109. See supra
note 17 for text thereof.
110. Payton v. New York, 445 U.S. 573, 594
(1980), quoting from A. Howard, The Road
From Runnymede 118-19 (1968).
111. 3 E. Coke, Institutes 161-62 (5th ed.
1671). Similar language is found in a case reported by Lord Coke himself,
Semayne's Case, 77 Eng.Rep. 194, 195 (K.B. 1603)quoted in Payton v. New York,
445 U.S. at 596 n.44.
112. Anon., Y.B. Trin. 14 Hen. 7 (1499),
reported in Y.B. 21 Hen. 7, f.39, pl. 50 (1506), translated in J.Beale, Jr. A
Selection of Cases and Other Authorities Upon Criminal Law 569 (2d ed. 1907).
113. Beale, Jr., Homicide in Self-Defence, 3 Colum. L. Rev. 526, 543 (1903). Beale
believed strongly that the law was and should be: "One whose life is
threatened may therefore go about his lawful business regardless of the
threats, and may arm himself for his own protection without thereby forfeiting
any right to protect himself." Id.
114. Id.
115. People v. Gonzales, 71 Cal 569, 12 P.
783 (1887).
116. Id. at 568, 12 P. at 787.
117. See Beale, Jr., supra note 113, at 544.
118. State v. Evans, 124 Mo. 397, 28 S.W. 8
(1894).
119. Id. at 411, 28 S.W. at 11.
120. See Perkins, Self-Defense Re-Examined, 1 U.C.L.A. L.Rev. 567, 577 (1903).
121. Beale, Jr. Retreat From a Murderous Assault 16
Harv. L. Rev. 567, 577 (1903).
122. Id.
123. See Beale, Jr., supra note 113. See, supra
notes 113-17 and accompanying text.
124. Rex. v. Dewhurst, 1 State Trials (n.s.)
529, 602 (1820).
125. See Anon., supra note 112.
126. McKellar v. Mason, 159 So. 2d 700, 702
(La.App.), aff'd 245 La. 1075, 162 So.2d 571 (1964)
127. State v.
Duke, 42 Tex. 455, 458 (1875) (a case cited as among "some of the more
important opinions" in United States v. Miller, 307 U.S. 174, 182 (1939).
128. Id. (emphasis added).
129. People v. Persce, 204 N.Y. 397, 403, 97
N.E. 877, 879 (1912) (emphasis added).
130. 1 W. Hawkins, supra note 30, at 136.
131. People v. Brown, 253 Mich. 537, 538,
235, N.W. 245, 246 (1931), quoting Mich. Const. art. 2, para. 5 (a case cited
among "some of the more important opinions" in United States v.
Miller, 307 U.S. 174, 182 (1939)).
132. 253 Mich. at 541, 235 N.W. at 246-47
(emphasis added).
133. Id. at 544, 235 N.W. at 247-48.
134. Id. at 542, 235 N.W. at 247.
135. 232 U.S. 138 (1914).
136. Id. at 143.
137. See supra
notes 30, 100, 130 and accompanying texts.
138. See supra
notes 16, 17, 103, 109 and accompanying texts.
139. 398 N.E.2d 1339 (Ind. Ct. App. 1980).
140. Ind. Code Ann. sect. 35-23-4.1-5 (Burns
1979).
141. Id.
142. Id.
143. 398 N.E.2d at 1341 n.5.
144. Id. at 1339.
145. Id. at 1341.
146. No. 3-177A10 (Ind. Aug. 28, 1980).
147. 398 N.E. 2d at 1342 (Staton, J.,
dissenting).
148. Ind. Code Ann. Sec. 35-23-4.1-5 (Burns
1979).
149. 398 N.E.2d at 1341.
150. Id.
151. Schubert v. DeBard was a 2 to 1 decision
with Judge Hoffman filing a separate concurring opinion. Id. at 1342.
152. Id. at 1341.
153. Ind. Const. art. I, Sec. 32.
154. 398 N.E.2d at 1341-42.
155. Id. at 1341, Citing 2 Debates in Indiana
Convention 1391 (1850), and noting that the debate focused upon whether special
language should be required to permit the legislature to regulate the carrying
of concealed weapons.
156. 398 N.E.2d at 1341.
157. Id. (referring to the Indiana gun
control statute, Ind. Code Ann. sect. 35-23-4.1-5 (Burns 1979)).
158. 398 N.E.2d at 1341.
159. Id. at 1341-42.
160. Id. at 1342.
161. 237 Ind. 677, 148 N.E.2d 334 (1958).
162. Id. at 684, 148 N.E. 2d at 337. In 1973,
the Indiana legislature replaced the phrase "suitable person" with
"proper person." 1973 Ind. Acts P.L. 333, sect. 5. The phrase
"proper reason" remained unchanged. See Schubert v. DeBard, 398
N.E.2d at 1343 n.1.
163. 237 Ind. at 684-85, 148 N.E.2d at 337.
164. 398 N.E.2d at 1344.
165. Id. at 1341.
166 Id. at 1344.
167. 237 Ind. 677, 148 N.E.2d 334.
168. 398 N.E.2d at 1344.
169. Final Report, National Commission on the Causes and Prevention of Violence (1969);
Newton & Zimring, Firearms and
Violence in American Life 62-67 (Staff Report to the National Commission on
the causes and prevention of Violence, No. 7, 1969); Mosk, Gun Control Legislation: Valid and Necessary, 14 N.Y.L. Forum 694
(1968); Geisel, The Effectiveness of
State and Local Regulation of Handguns: A Statistical Analysis, 1969 Duke
L.J. 647.
170. Newton & Zimring, supra note 169.
171. Geisel, supra note 169.
172. Murray, Handguns, Gun Control Laws and Firearm Violence. 23 Soc. Probs. 81
(1975).
173. Geisel, supra note 169.
174. Murray, supra note 172, at 83.
175. Id.
176. Id. at 91.
177. Id.
178. See supra note 169 and accompanying text.
179. Studies
on Gun Law Divided on Impact, N.Y. Times, Jan. 21, 1981, at A17, col. 1.
See also Briggs, The Great American Gun War, 45 Pub. Interest 37, 38 (1976)
("[N]o policy research worthy of the name has been done on the issue of
gun control...[E]ven the most elementary methods of cost-benefit analysis have
not been employed."); Wright & Rossi, Weapons and Violent Crime, Executive Summary 8 (1981)
("[E]xisting knowledge about weapons, crime, and the relationships between
them is, in general, not adequate as a basis for policy formulation. Even the
most basic descriptive questions - for example, the actual number of firearms
in private hands, or the crime reduction effects, if any, of weapons measures
enacted in the past - remain essentially unanswered to any useful degree of
precision."); Kessler, Enforcement
Problems of Gun Control: A Victimless Crime Analysis, 16 Crim. L. Bull.
131, 133 (1980) ("[R]esults are mixed.").
180. See supra
note 151.
181. Ind. Code Ann. sect. 35-23-4.1-5 (Burns
1979).
182. Ind. Const. art. I, sect. 32.
183. 398 N.E.2d at 1344.
184. Id.
185. Id. at 1342 Staton, J., dissenting).
186. Id. at 1340, citing Ind. Code Ann.
parag. 35-23-4.1-5(a) (Burns 1979) (emphasis added).
187. Id. at 1342.
188. Murdock v. Pennsylvania, 319 U.S. 105
(1943) (license tax unconstitutionally burdensome on dissemination of religious
books and pamphlets from house to house); Cox v. New Hampshire, 312 U.S. 569
(1941) (permit system for parades constitutional so long as discretion in
licensing official was limited to uniform, nondiscriminatory standards of time,
place and manner to prevent confusion by overlapping parades); Hynes v. Mayor
of Oradell, 425 U.S. 610 (1976) (municipal ordinance requiring advance written
notice to police by any person desiring to canvass, solicit, or call from house
to house for a charitable or political purpose held void for vagueness);
Village of Schaumberg v. Citizens for a Better Environment, 440 U.S. 620 (1980)
(requirement that 75% of proceeds of charitable organization must be used
directly for charitable purposes held facially unconstitutional); International
Soc. for Krishna Consciousness v. Rochford, 585 F.2d 263 (7th Cir. 1978)
(regulations adopted by city commissioner of aviation restricting distribution
of literature at airports held unconstitutionally vague as well as overly
restrictive as to time allotted (1/2 hour per day) for registration of persons
wishing to distribute materials); Wright v. Chief of Transit Police, 558 F.2d
67 (2d Cir. 1977) (total ban on sale of newspapers by hand on city subways
could not stand without exploration of alternative possibilities short of total
ban). Kunz v. New York, 340 U.S. 290 (1957) (local ordinance, requiring a
permit to conduct a religious meeting on New York city streets but containing
no standard to guide administrative action in granting or denying the permit,
held unconstitutional).
189. 398 N.E.2d 1339.
190. 289 Or. 359, 614 P.2d 94 (180).
191. Or. Rev. Stat. sect. 166.510(1) (1965).
192. "The people shall have the right to
bear arms for the defence of themselves and the State, but the Military shall
be kept in strict subordination to the civil power." Or. Const. art. I,
sect. 27.
193. 289 Or. at 359, 614 P.2d at 94.
194. Id. at 370, 614 P.2d at 99.
195. State v. Kessler, 43 Or. App. 303, 307,
602 P.2d 1096, 1097 (1979), quoting People v. Brown, 253 Mich. 537, 543, 235
N.W. 245, 247 (1931).
196. 43 Or. App. at 307, 602 P.2d at 1097.
197. Or. Const. art. I, sect. 27.
198. 289 Or. at 371, 614 P.2d at 100.
199. Id. at 370, 614 P.2d at 99.
200. Id. at 359, 614 P.2d at 94.
201. Or. Const. art. I, sect. 27, supra note 192 and accompanying text.
202. U.S. Const. amend. II provides: "A
well regulated militia being necessary to the security of a free State, the right
of the people to keep and bear arms shall not be infringed." See. 1 Stat.
21 (1845).
203. 289 Or. at 362, 614 P.2d at 95.
204. Id.
205. Id.
206. Id. at 363, 614 P.2d at 96.
207. Id.
208. Id.
209. Id. at 364, 614 P.2d at 96, citing
English Bill of Rights, 1689, 1 W. & M., Sess. 2 ch. 2. For background and
legislative history of the English Bill of Rights, see supra notes 46-75 and accompanying text.
210. 289 Or. at 364, 614 P.2d at 96.
211. Id at 366, 614 P.2d at 97. The six other
states are Florida (Fla. Const. art. I, sect. 8),
Kentucky (Ky.
Const. sect. 1), Pennsylvania (PA. Const. art. I, sect. 21), South Dakota (S.D.
Const. art. VI, sect. 24), Vermont (Vt. Const. ch. 1, art. 16), Wyoming (Wyo.
Const. art. I, sect. 24). See supra note
8 for texts of these provisions.
212. 289 Or. at 366, 614 P.2d at 97. Compare:
"Until after the Boer War, there was no real restriction in this country
[England] on the carrying of arms. Indeed the right to carry arms would have
been defended as a traditional right of Englishmen...an ultimate prerogative -
the means to resist unjust government by force." Phelan, Men and Arms, 110 Law J. 131 (1969).
213. 289 Or. at 366, 614 P.2d at 97.
214. Id. at 367, 614 P.2d at 98.
215. Id.
216. Id. at 368 n.14, 614 P.2d at 98 n. 14.
The five state constitutional provisions containing the phrase "in defense
of his home, person and property" are: Colo. Const. art. II, sect. 13;
Miss. Const. art III, sect. 13; Mo. Const. art. I, sect. 23; Mont. Const. art.
III, sect. 13; Okla. Const. art. II, sect. 26. See supra note 8 for texts of these provisions.
217. 289 Or. at 368, 614 P.2d at 98. See also
United States v. Miller, 307 U.S. 174, 179 (1939) ("[T]he Militia
comprised all males physically capable of acting in concert for the common
defense...And further, that ordinarily when called for service these men were
expected to appear bearing arms supplied by themselves and of the kind in
common use at the time.").
218. 289 Or. at 368, 614 P.2d at 98.
219. Id.
220. Id.
221. Id. at 369, 614 P.2d at 99.
222. Id.
223. Id.
224. Id. at 371, 614 P.2d at 100.
225. Id. at 370, 614 P.2d at 99.
226. 1 W. Hawkins, supra note 30. See supra
notes 99-100 and accompanying text. See also VI Record of Proceedings, Sixth Illinois Constitutional Convention,
Bill of Rights Committee Report sect. 27 (1970) ("The substance of the
right is that a citizen has the right to possess and make reasonable use of
arms that law-abiding persons commonly employ for purposes of recreation or the
protection of person and property.")
227. State v. Blocker, 291 Or. 255, 630 P.2d
824 (1981).
228. Id. at 257, 630 P.2d at 826.
229. 72 Kan. 230, 83 P.619 (1905).
230. Id., 83 P. at 620.
231. Id. at 231, 83 P. at 620.
232. 398 N.E.2d 1339.
233. 289 Or. 359, 614 P.2d 94.
234. See supra
text notes 139-226.
235. See supra
text notes 14-138.
236. 289 Or. at 367, 614 P.2d at 98.
237. U.S. Const. Am.II (emphasis added).