GUN CONTROL
LEGISLATION: VALID AND NECESSARY
By Stanley Mosk
Reprinted
with permission from the New York Law Forum, now known as New York Law School
Review. 14 #4, Winter 1968, pp. 694-717
You're all
chasing dollars, but there are other people who are chasing dollars to buy guns...We
need lawyers today who have a law book in one hand and a gun in the other...so
that if he goes to court and that ... doesn't come out right, he can pull out
his gun and start shooting.
Eldridge Cleaver, Sept. 19681
Don't overlook
the potential of .22 long rifles, pistols or rifles, as guerrilla warfare or
resistance weapons ... The .22 can be silenced completely with materials that are
always available. Although the .22 lacks killing power, this can be readily increased
by filling hollow point bullets with poison.
Robert
DePugh, Jan. 19662
It is utterly incomprehensible that the sovereign people of these United
States, through Congress, are impotent to act in the face of the dangers to
internal peace and security New York Times
inherent in possession of lethal weapons by the Cleavers and the DePughs, by
black revolutionaries and white counter revolutionaries, or by any criminals, ex-convicts,
narcotic addicts, alcoholics, minors, aliens, or mentally ill persons.
The need for meaningful gun control legislation is so evident that
it seems to me, the burden shifts to the opponents to explain their
intransigence. In meeting that burden, the negative adopts this position: the salutary
effect of gun legislation on crime control and the possible reduction in
violent deaths are outweighed by the inconvenience of registration imposed upon
lawful possessors of guns. When their views are stripped of all obscurantism, opponents
of controls see the conflict as between lives and inconvenience, and they
insist avoiding the latter is more important than saving the former.
There are, said the Los Angeles Times in a recent editorial,
7,600 reasons for strong gun laws: the 7,600 murders in which guns were used in
1967, according FBI figures. Guns were also used in 73,000 robberies and 52,000
assaults the same year. J. Edgar Hoover reported that in the past three years
the use of guns has gone up 47% in murders, 76% in aggravated assaults, and 58%
in armed robberies. It would seem evident that easy accessibility has been, at
the very least, a contributing factor.
But, shout bumper stickers
in an emotional no sequitur: "When Guns Are Outlawed Only Outlaws Will
Have Guns."3Frequently the automobiles with that slogan on the back
will have another on the front: "Support Your Local Police." Former
Attorney General Ramsey Clark, who was editorially praised by the for
"emerging as a bulwark in
[T]hose who stridently call for law and order yet oppose or ignore
gun control fail to face the issues, fail to protect the public and raise questions
as to their own purposes ... The real question...is not whether gun control
legislation can reduce crime and save lives. We know it can ... If we are
serious in our professions of concern about crime...then let us move directly
against the favored weapon of the lawless - guns.5
Some officials saw the need
for gun controls long before the recent series of assassinations. Senator
Thomas J. Dodd of
To say that no more gun
laws are needed is to say that all our problems with firearms are singularly
unchanging. This is patently untrue. There are many constantly changing aspects
of the firearms problem which were never considered when existing laws were
drafted. These are facets of the situation which are just now receiving some
attention.
Undoubtedly a person who is
determined to kill and who cannot readily acquire a firearm can achieve his
purpose with a number of substitutes: an axe, a razor, a broken bottle, or
various blunt instruments. But the fact remains, a gun embodies a potential for
lethal damage that is swifter, more certain, more widespread, more adaptable.
The new problem begins with
the availability of cheap foreign firearms which have been flooding the
Following the advent of
this vast tide of cheap weapons, there grew the lucrative business of mail
order gun sales - an enterprise which radically changed the entire firearms business
in the United States. No longer do local police and local gun dealers know who
are buying weapons.
Compounding these two new
aspects of the firearms problem is the development of new weapons and their
public availability. When most of our current gun laws were drafted, special controls
were applied to machine guns, sawed-off shotguns, and tear-gas weapons which
had proved particularly dangerous in the hands of Prohibition-era gangsters. Today
we are faced with refined weapons: sawed-off rifles, anti-tank guns, mortars,
rocket guns and dart guns, and there are certain to be constantly newer technological
advances in the macabre art of weaponry. The rocket gun theory is based on the
use of a tiny self-propelled rocket which can be fired from virtually any
proper size tube. It is a weapon so new that its full potential has yet to be
explored.7
The dart gun can shoot tranquilizer
darts, explosive charges, and even dye pellets. It is the sort of weapon which
is not believed when seen on a TV spy thriller. Yet these weapons are now,
today, available to the public.
Nevertheless, there are
those who insist we need no new gun laws. Attorney General Thomas C. Lynch of
The gunfight at O.K. Corral
may have been as acceptable a social phenomenon in its day as the St.
Valentine's Day massacre was understandable in the Capone era. But this is the
final third of the twentieth century. The vast majority of Americans now live
in a complex urban society which has changed markedly in the past two decades since
the close of World War II.
All the populous states of the
nation now have urban complexes, at least one megalopolis, in which tens or
hundreds of thousands of people are jammed into high rise buildings or into single-family
residences within a confined geographic area. There is no open space, no
"country" in the traditional sense, just mile upon mile of dwellings.
In such a structured urban
society which requires new approaches and new laws in every field, the wanton
misuse and abuse of firearms presents unique problems - vexing problems that
remain unsolved today. We cannot indefinitely accept violence, or the means of
inflicting acts of violence as a product of this society.
For reasons which escape
the author, gun control legislation appears to be a subject that defies
objectivity. Laws to regulate automobiles, hospitals, business enterprises, the
stock market, cancer treatments, air and water pollution, are considered in a relatively
rational manner. Yet, when firearms become the topic for legislative discussion,
an observer gets the impression that a license on mothers or apple pie has been
proposed. A state law enforcement official recently decried the well-meaning citizens
who "seem bitterly determined to confuse patriotism with armed paranoia
... If they weren't armed, they might be funny. But they are armed and they must
be regulated."9 Another prominent prosecutor made this trenchant comment: "Show
me a man who is unwilling to have his gun registered and I will show you a man
who should not have a gun."10
Opponents of controls weep for
the protector of the home. They retain visions of the romantic past, when men
were men and survival depended upon ability to handle a gun. Yet few people of
this generation are likely to come face to face with a coyote in their back
yard; A gun for protection against predatory animals is as necessary today to
nine-tenths of our population as whiskey is to the drunk for an antidote to
snake bite.
The fact is, sportsmen and
hunters are generally not the unyielding opponents of controls. They are good
citizens amenable to reason. The unreasoning emotional opposition comes from
the self-appointed guardians of internal security, the potential vigilantes,
the boys down at the pool hall, those who distrust law enforcement agencies and
who have a psychotic fear of an impending Communist takeover which they are girding
to resist by guerrilla warfare. And, let's face it, city riots and racial violence
have created new fears that impel a desire among individuals to acquire guns, generally
to maintain the neighborhood status quo.
While it cannot be a source
of pride, unquestionably guns and violence have been an integral part of
American life. Hunters make out a case for the need to kill deer for, they say,
the natural enemies of deer have become so decimated that were it not for the
annual slaughter - euphemistically called a "harvest" - the deer overpopulation
could become a serious menace to farm products. To many rural poor, the killing
of animals is an essential for protein diet and, indeed, for actual existence. Target
shooting is an Olympic sport, the teams generally developed by the wealthy and
the military establishments; significantly, the USA and the USSR usually
dominate the winners' circle.
To some people rifles are
considered a household item, as necessary as pots and pans, and a salutary source
of achieving togetherness between father and son. Indeed, along with electric
can openers, do-it-yourself outfits, gas ranges, washing detergents and
deodorants, Consumers'
No one who watches
television can be oblivious to the deplorable stream of violence consistently
brought into the living room. A survey made by the staff of the Christian
Science Monitor completed six weeks after the assassination of Senator Robert F.
Kennedy showed 84 killings portrayed in 85 1/2 hours of programming over a seven-day
period during prime evening and Saturday morning time. During that same period 372
acts or threats of violence were shown, including 162 on Saturday morning when children
audiences are larger.11
Unquestionably generations of
young Americans have been part of a milieu in which possession and use of guns
have been considered acceptable and even desirable. Today we must determine
whether society can continue to exist as we have known it if access to lethal
weapons is uncontrolled. The question is the simple one I suggested in my opening
paragraphs: may criminal, ex-convicts, narcotic addicts, alcoholics, minor,
aliens and mentally ill persons have an unchecked and absolute right to possess
firearms or may society protect itself by enacting reasonable controls?
Contrary to emotional opposition,
the object of legislative proposals is not to outlaw guns. The goal of firearms
legislation is not the elimination of all privately-held weapons. The lawful
uses of firearms appear to make such a drastic step unwarranted, even assuming
it were politically possible. Legislative proposals undertake to identify the
types of weapons which have no proper use in private hands and the classes of persons
who, because of immaturity, mental or emotional instability, or antisocial behavior,
should be denied access to firearms. The difficult residual problem, left to
the enforcement authorities, is to ascertain which individuals belong in these
classes. But, because the consequences of the unlawful use of firearms are so severe,
it is unwise to delay sanctions until after use; rather, this is a particularly
appropriate area for preventive measures. Any restrictions on possession necessarily
will inconvenience to some extent those who abide by them, but strict
regulation will hopefully be of significant effect in limiting availability of
weapons to those willing to accept the responsibilities of ownership.
The most frequently
expressed rationale for opposition to gun controls is the second amendment to
the Constitution of the
CONSTITUTIONAL CONSIDERATIONS
Federal control of firearms
is limited by the second amendment, which provides that "[a] well
regulated Militia, being necessary to the security of a
While almost half the
states guarantee specifically the right of citizens to bear arms in defense of
self or home,17 it seems unlikely that any new laws would operate to
deprive states of their police power to regulate the sale of dangerous weapons.18
Although a stringent regulation such as the Massachusetts law requiring a
showing of need before an individual may purchase a handgun might be
invalidated under some state constitutional provisions, laws denying deadly
weapons to individuals who have demonstrated a propensity toward violence
should not be held unconstitutional.
For at least three decades,
the Attorney General of the
In subsequent prosecutions under
both the 1934 and 1938 acts, defendants raised the contention that the second
amendment inhibits federal regulations of firearms, and in not one reported
case was a constitutional bar found to exist.
The National Firearms Act of
193422 levied taxes on dealers, manufacturers and importers of
defined firearms and on transfers of such firearms, and required that every
person possessing any such firearm not acquired from a registered manufacturer or
dealer or importer must register with the Treasury Department his and the weapon's
identification. Each non-dealer transfer of such a firearm was to be
accompanied by a written order with an internal revenue stamp affixed.
In an early prosecution
under this act, the court in United States
v. Adams23 held that the second amendment had no application to
the Act, in that the Constitution "refers to the militia, a protective
force of government' to the collective body and not individual rights."
Next came a unanimous Supreme Court 1939 decision in United States v. Miller,24 upholding the conviction of two
men who transported in interstate commerce a shotgun which came within the
definition of a "firearm" under the National Firearms Act and was not
registered as required by the Act. The Court decided that the second amendment
did not guarantee the right to keep and bear any weapon not having a
"reasonable relationship to the preservation or efficiency of a well regulated
militia." The court noted that the obvious purpose of the amendment was to
assure the continuation and render possible the effectiveness of the militia subject
to call and organization by Congress under Article I section 8, clauses 15 and
16 of the Constitution and that the amendment must be so interpreted.
At the time the
Constitution was drafted, the Court indicated, the militia was considered to be
a "body of citizens enrolled for military discipline" and that
"ordinarily when called for service these men were expected to appear
bearing arms supplied by themselves and of the kind in common use at the
time."
If there were any
implication in Miller that the more
practicable a weapon might be for purposes of a well-regulated militia the less
subject it might be to Congressional regulation, it was dissipated in the two
1942 Circuit Court holding which the Supreme Court did not disturb: Cases v. United States25 and
United States v. Tot.26 Both
cases upheld convictions under the since repealed Federal Firearms Act of 1938,27
specifically section 902(f) making it unlawful for any person convicted of a
crime of violence to receive firearms or ammunition transported in interstate
or foreign commerce.
In the Tot decision the court held that it was abundantly clear from the discussions
of the second amendment contemporaneous with its proposal and adoption that unlike
the first amendment, it "was not adopted with individual rights in mind,
but as a protection for the States in the maintenance of their militia
organizations against possible encroachments by the federal power."It
further reminded us that "weapon bearing was never treated as anything
like an absolute right by the common law" but was regulated by statute as
far back as the Statute of Northampton in 1328. Thus the court concluded that
the federal statute providing a general regulation of interstate and foreign
commerce in firearms was consistent with the history of the second amendment
and of the common law proceeding it. The court affirmed the lower court decision,28
which had cited with approval the
In the Cases decision the First Circuit also determined that the right to keep
and bear arms "is not a right conferred upon the people by the federal
constitution," and that the framers of the amendment did not intend to give
private individuals a right to possess deadly weapons of any character, whether
or not they were of the kind that would be useful to a well-regulated militia. Specifically,
the court held possession of ammunition not to be constitutionally protected.
Because the second
amendment refers to "the right of the people to keep and bear arms" it
is sometimes argued that this concept impedes restrictive legislation despite
the second amendment relation to the organized militia. This theory maintains that
while the Constitution cannot be said to be the source of a right to keep and
bear arms, its wording indicates that a preexisting right was recognized. Admittedly
there are some court decisions, both state and federal, which assume without
analysis that the right to bear arms exist in the people as individuals as a
natural right or by virtue of common-law heritage.
In that connection it must
be realized that "arms" is traditionally a military term and the
statement of the right in the federal Constitution is connected with the necessity
for a well-regulated militia. therefore, if such a right is personal in nature,
it is at least restricted to members of a well-regulated or organized state
militia. An early
While a few older state
cases, one as far back as 1822,30 indicate that all citizens had an
inviolate right to bear arms for self as well as militia purposes and that a
statute prohibiting the carrying of concealed weapons offended the second
amendment, that point of view has long been virtually extinct. The Supreme
Court stated as an axiom in 1897 that the second amendment "is not
infringed by laws prohibiting the carrying of concealed weapons,"31
and today the overwhelming majority of state cases follow the doctrine expressed
by the Supreme Court of Massachusetts,32 that "it has been almost
universally held that the legislature may regulate and limit the mode of carrying
arms."Therefore, a state statute regulating, and in certain instances prohibiting,
the carrying of enumerated deadly weapons is not repugnant to the second
amendment or its counterpart in the constitutions of the several states'.33And
very early acts prohibiting the carrying of revolvers without a license were
upheld, as were state laws forbidding possession of concealed weapons.34
It is now clear that no body of citizens other than the organized state militia,
or other military organization provided for by law, may be said to have a constitutional
right to bear arms.35
The modern tendency among courts
and legal writers is to regard the right to bear arms as existing in narrowly
limited circumstances. The present state of the law concedes at the most that
"the Second Amendment only forbids Congress so to disarm citizens as to
prevent them from functioning as state militiamen."36 It
follows that any act which does not in fact prevent an eligible citizen from
functioning as a state militiaman is not proscribed by the second amendment.
There is also abundant
authority indicating that the reference to "the people" in the second
amendment means, not individuals, but the body politic. In 1840, a
ENGLISH BACKGROUND OF SECOND AMENDMENT
The progenitor of the
second amendment is generally conceded to be the provision in the English Declaration
of Rights of 1688 that "the subjects which are Protestants may have arms
for their defence suitable to their conditions and as allowed by law." As noted
by Professor Ralph Rohner,40 the declaration drafted by Parliament
in 1688
[A]ddressed
itself to all the grievances prevailing at the time, and so in that sense is similar
to our own Declaration of Independence and Constitution. And those grievances were
felt so fundamental that the remedies demanded were, even at the time,
recognized as basic rights, and included the right to petition for redress and
a prohibition against standing armies.41
Rohner finds it politically
significant that the Bill of Rights gave to Protestants the right to bear arms,
for historically Protestants had been deprived of weapons "at the same
time when Papists were armed"; thus the new guarantee related to a political
grievance. Rohner concluded that Parliament did not appear to be claiming for
the people a right of individual self-defense or self- effacement, but rather the
general right, as a populace, to remain armed in the face of possible military
impositions.
Since a specific
"right to bear arms" had not manifested itself in any other constitutional
schemes,42 it seems a peculiar Anglo-American phenomenon. Nowhere is
there any respectable authority for the proposition that, as of 1791, a
guarantee of the right to bear arms extended generally to personal self-defense
as that concept was applied in either the common law or in any constitutional
system.
If we try to pursue the
common law prior to 1688, we find no evidence that the right to keep and bear
arms had achieved any accepted status. To the contrary, there were weapons regulations
in
Blackstone, writing in the
1750's, cited the forest and game laws in the British Code as evidence that any
observer "will readily perceive that the right of keeping arms is
effectually taken away from the people of
From a reading of English
statutes and related history one must conclude that "a right to keep and
bear arms was not regarded as a fundamental right of every Englishman."45
Or if any such right existed, Joseph Story noted in 1833, the English right to
bear arms was "more nominal than real."46
Regardless of the mandate
of the English Bill of Rights,
Professor Rohner draws from
this the conclusion that the earliest right to bear arms in Anglo-American
jurisprudence:
[w]as penned in an age, and by men, a well-knowing that there were
inherent limitations on such a right - limitations properly derived from the essential
police power of their government...The right to bear arms, therefore, was
established as a 'fundamental principle' by nations well aware of the parallel
principle of police power - i.e., the protection of the public health, safety,
and welfare.47
ENGLISH FIREARM CONTROLS TODAY
The effectiveness of
restrictive firearms legislation may be measured with reasonable accuracy in
England, a country with a relatively small land area and uniform national law.
The Firearms Act of 193748 requires that a permit, issued by the local
police chief and effective for three years, be obtained before the purchase of handguns.
The applicant must demonstrate a "good reason" to have the gun and
that his ownership would create no "danger to the public safety or to the
peace." "Good reason" is interpreted to mean only sporting uses;
licenses are not issued for self-defense or property protection, even in the
case of persons such as bankguards.49Althougha 1965 amendment,50
increasing penalties for carrying firearms, was prepared and passed as an
emergency measure to stop a crime wave, Britain has had a remarkably minor firearms
problem. The city of London reported 172 indictable offenses in which firearms were
used during the year of 1964, while there were only 731 such firearms-connected
offenses in all of England.51 In the same year most major American
cities numbered arrests for dangerous weapons violations in the thousands.52
While many circumstances have undoubtedly contributed to the British success,
the gun control laws are a significant factor.
Britain does, however, have
some problems. There is some evidence that illegal ownership of firearms does
exist, for during a recent two-month amnesty period 7,812 illegally owned
weapons were surrendered.53 However, the British experience seems
clearly to indicate that restrictive firearms legislation can be effective54
without denying sportsmen their weapons.55
AMERICAN ORIGINS OF THE SECOND AMENDMENT
The second amendment
originated in the first session of the First Congress. As initially introduced by
James Madison, it read:
The right of the people to keep and bear arms shall not be infringed;
a well armed and well regulated militia being the best security of a free
country; but no person religiously scrupulous of bearing arms shall be compelled
to render military service in person.56
As reported out of committee, the text had been altered as
follows:
A well regulated militia, composed of the body of the people,
being the best security of a
It should be noted that
when referring to conscientious objectors, the phrase used was "no person,"
thus indicating a clear intent to apply to individuals. But in referring to the
right to bear arms, a collective term, "the people," was employed. The
contrast in terminology supports the view adopted by historians that the right
to bear arms was considered in terms of a collective right, while the protection
of religious scruples was to be applied to individuals.
Unfortunately the original debates in the Senate of the First
Congress were not reported. In the House, debates were confined to the question
of the retention of the conscientious-objector provision, where Elbridge Gerry
of Massachusetts did comment briefly on the history of the proposal. He noted
that the Crown had quartered troops in Massachusetts and had forbidden the
organization of a colonial militia. He said the purpose of organizing and
maintaining a militia was to prevent the establishment of standing armies - "the
bane of liberty."58 He expressed the view that if states were not
permitted to make their own choice with respect to conscientious objectors, they
might be unable to raise a militia, and the consequence of this would be the development
of a standing army. His concern was the weakening of state militias. There was no
mention of any individual "right" to bear arms, by Gerry or anyone
else, during the course of the debates.
The Annals do not reveal
how the final language of the second amendment was resolved. While the entire
religious scruple clause was omitted, the final version regarding militia and
arms retains the use of the collective term "the people." Thus it seems
clear that the second amendment was designed to protect and preserve the state militias.
No mention was made of any individual "right" to possess, carry, or
use arms, and there is no historical indication of any concern with such a
right.
This conclusion is
fortified when one analyzes the various provisions in state constitutions in effect
in 1791, when the Bill of Rights was ratified. There were then fourteen states
in the
Five states had constitutions
specifically providing for the organization and maintenance of a militia but
making no reference to bearing arms. The Georgia Constitution of 1777 was
concerned with the structure and regulation of the militia.59 The South
Carolina Constitution of 1778 merely provided that the militia should be
subordinate to the civil authorities,60 Maryland and New Hampshire had
very similar provisions relating only to the necessity and purpose of the
militia.61 New York apparently did not contemplate a self-armed militia
since the Constitution of 1777 required the state to maintain a militia in both
war and peace and to maintain a proper magazine of warlike stores," at
state expense, for the use of the militia.62
Three states expressly recognized
the "right of the people to bear arms" for the defense of the state. The Massachusetts Constitution of
1780 provided: "The people have a right to keep and to bear arms for the
common defense."63 The North Carolina Constitution of 1776
stated: "That the people have a right to bear arms, for the defence of the
State..." and the remainder of the article forbade maintenance of a
standing army and insured civilian control over the militia.64 Both these
constitutions consistently used the term "people" in referring to collective
rights, such as the right of self-government. Where individual rights were
guaranteed, the terms "men,""individuals,"
"persons," "citizens," or "subjects" were used. The
Virginia Bill of Rights of 1776 provided: "That a well-regulated militia,
composed of the body of the people, trained to arms, is the proper, natural and
safe defence of a free State..."65
If an individual right to
bear arms for private purposes was recognized in these states in 1789, it was not
indicated or specifically guaranteed by the state constitutions or charters. On
the other hand, the right to maintain a militia for the defense of the state
was zealously guarded. It seems apparent that federal imposition upon the
militia concerned these states when the First Congress assembled, rather than
protection of any existing individual right to bear arms.
A contrary contention may be
arguably justified from only two state constitutions. The Pennsylvania
Constitution of 1776 provided: "That the people have a right to bear arms for
the defence of themselves and the state..."66 However, the
remainder of that article was concerned with the prohibition against a standing
army and the guarantee of civilian control of the militia. Moreover,
"people" seems to have been employed in a collective sense throughout
the Constitution and other expressions were used to indicate individual rights.
I would conclude that the article was intended to refer only to the common defense,
not to individual self-defense. And finally, the Vermont Constitution of 1777
provided: "The people have a right to bear arms for the defence of themselves
and the State." Since the relevant sections of the article also prohibited
a standing army and required civilian control of the militia, I find it reasonable
to conclude that the phrase "defence of them" referred only to
collective defense and did not encompass individual self-defense.67
The state constitutions
were undoubtedly a mirror of the concerns of the people and their
representatives when the First Congress met and considered the Bill of Rights. At
that time the states indicated no manifest determination to protect any individual
"right" to own, carry or use firearms for private purposes. If such a
"right" existed, it was certainly not clearly expressed. Both the
states and the Congress were preoccupied with the distrust of standing armies
and the desirability of preserving state militias. It was in this context that
the second amendment was written.
CONSTITUTIONS OF THE STATES TODAY
The American Bar Foundation
study of firearms regulations (Nov. 6, 1967) found that the constitutions of 35
states guarantee the right to bear arms.68 Three states exactly reproduce
the terms of the second amendment; two others repeat its words with additions. The
second amendment protects a right to "keep and bear arms," which would
appear to be a greater right than that of merely "bearing arms." Including
those five states that closely or completely follow the federal provision, that
are seventeen states that guarantee the right to "keep and bear
arms."69
While the state constitutional provisions are broadly similar to
that of the second amendment, there are significant variations. The right to
bear arms is stated as adhering to "the people" or "the
citizens" in 22 states and only in 13 instances to the individual,
including Kentucky, which uses the phrase "all men." In no state is
the right formulated as one attaching unqualifiedly to individuals; all the
guarantee provisions refer in one way or another to the concept of defense of
self and the state, or the maintenance of a militia.
The right to bear arms is associated
with concepts of a self-defense or defense of the state in 28 constitutions. Four
of the states use the phrase "common defense," indicating that the right
of individual self-defense is not contemplated. In 12 states the individual
right to bear arms appears to be linked to the individual right of self-defense
as well as to the right of defending the state. Two state constitutions
expressly declare that the right to bear arms shall not justify the organization
of bodies of armed men.
The American Bar found that
the experience of
At present, eight states reserve
to their legislatures the right to prevent the carrying of concealed weapons, and
seven reserve the broader right to regulate the manner of carrying or bearing
arms. In the other states laws regulating the carrying of certain kinds of
firearms or carrying them under certain circumstances have been held valid.72
Some courts have held, even in the absence of a specific power reserved by the
state constitution, that legislatures may subject the right to bear arms to reasonable
regulation.73Others have held that "arms" does not include
the type of weapon the questioned enactment seeks to regulate.74
GUNS AND CRIME CONTROL
The American Bar Foundation
in a report published in 1967 on "Firearms and Legislative
Regulation" reached this conclusion:
It does not follow, however,
that because firearms may not cause crimes that their widespread availability
does not aggravate criminal conduct when it occurs. If many or most assaultive
crimes, including homicide, are committed with the "weapon at hand," then
general ready accessibility of guns increases the likelihood that guns rather
than other weapons will be used. And it seems hardly disputable that guns produce
more effective injuries than other weapons - as the equipment of modern armies
attest. If firearms regulation is seen as a device for crime control - reduction in the seriousness of
crime - rather than simply a device for crime prevention, the case for regulation is clearly a strong one. In
this perspective, it seems irrelevant that firearms control may not have the
effect of reducing the number of crimes, if it contributes to reduction in
their seriousness.
While law enforcement
officers express the belief that gun control laws would reduce the number of
criminal homicides, opponents of controls insist that the killer is crucial, the
weapon only an incidental means. As Wolfgang put that point of view:
Few homicides due to shootings could be avoided merely if a
firearm was not immediately present, [for] the offender would select some other
weapon to achieve the same destructive goal.75
The most thorough analysis
of this subject was published recently by Frank Zimring, professor of law, and
a research associate in the Center for Studies in Criminal Justice at the
University of Chicago Law School. Based upon a study of more than 1,400
homicides and 22,000 assaults during 1965, 1966, and 1967 in Chicago, Zimring
concluded that gun controls would effectively prevent a considerable number of
fatalities.
Reduced to a simple syllogism,
the findings statistically demonstrate:
1. A substantial proportion
of killings appears to result from attacks that were not made with the
single-minded intent to kill.
2. The gun and the knife are
interchangeable weapons for persons who make such attacks.
3. Whenever knives are used,
the fatality rate from serious attacks is less than one-fifth as great as that from
gun attacks.
Thus, if firearms were eliminated,
knives would be the next most dangerous probable substitute - but knives are demonstrably
less likely than guns to be lethal in attack results.
That the vast majority of homicides
occur because of an ambiguous intention, rather than a single-minded intention to
kill, is indicated by Zimring's study which established that 82% of the homicides
occurred as a result of heated altercation.
In Zimring's study, 52% of
the homicides were committed with firearms, 30%with knives, 8% with other
weapons and 10% with no weapon. In general, the same kinds of altercations
produced gun and knife killings.78
Other conclusions of the study
were these:
Seventy percent of all gun homicides
resulted from a single wound, although a "single-minded intention to kill"
should prompt the attacker to insure his result by multiple wounding. Furthermore,
there is evidence that, at least for those attackers who have no single-minded
intention to kill, the knife and the gun are largely interchangeable weapons.
Assault figures show that
just as many knife wounds are located in the vital areas of the body (head,
neck, chest, back, abdomen) as are gun wounds.
Assault data also show that
knife attacks result, if anything, in more multiple woundings than gun attacks.
Yet there are between five
and six times as many fatalities per 100 gun attacks as there are per 100 knife
attacks.79
Thus, although some
opponents of control insist the number of homicides. According to the FBI Annual
Uniform Crime Reports for 1967,81 firearms were used in 63% of all
1967 murders. Seventy-six policemen were killed by criminals in 1967. This was
19 more than in 1966, and well above the annual average of 48.firearms were
used in all but five of last year's police killings.
During the period 1962
through 1967, the FBI report showed, there were 59,015 murders. Fifty-eight
percent were gun murders.
Four northeastern states
with strict gun control laws had the lowest incidence of murder by firearms:
Statistics for cities are comparable.
CONCLUSION
The public was aroused to the
dangers inherent in mail-order sale of weapons after the Warren Commission
established that Lee Harvey Oswald, using a fictitious name and post-office
box, purchased by mail the Mannlicher-Carcano rifle that killed President
Kennedy.83 Time dimmed memories and diluted legislative enthusiasm. The
murder of Dr. Martin Luther King, Nobel Peace Prize winner and the eloquent
voice of nonviolence in our society, again stirred the conscience of
Concerned Americans are
entitled to ask how long they must suffer the kind of violence that snuffed out
the lives of President Kennedy, Medgar Evers, Malcolm X., Dr. King, Senator
Kennedy - and 7,600 others annually. The possibility that many, or most of that
number might die in some other manner if guns were unavailable is no rebuttal
to the charge that we now make it unconsciously easy for those who are
violence-prone. That criminals will find some way to get lethal weapons despite
controls justifies inaction about as much as a suggestion that we maintain no
drug controls because willful people will always find ways of obtaining illicit
drugs. That law-abiding citizens who desire guns will be inconvenienced by
controls is as unconvincing as the complaint of the careful motorist who is
required by law to carry liability insurance.
In short, action in the field
of gun controls is long overdue. We can hope no more assassinations occur
before Congress and state legislatures respond, not perfunctorily, but
effectively.
Footnotes:
1. Eldridge Cleaver, so-called "minister of
Information" for the Black Panthers and presidential nominee of the Peace and
Freedom Party, was invited to address the Barristers Club of San Francisco, a
respected group of young lawyers. HIs remarks were reported in Newsweek Magazine,
Sept. 16, 1968, at 30.
2. The quotation is from the Minutemen
Bulletin of January 1966. Robert DePugh is the leader of the Minutemen, an organization
with headquarters in Narbonne, Mo., and branches purportedly throughout the country.
The Minutemen, who drill in private and secrete caches of weapons and ammunition
to use against their fancied imminent communist takeover, have a political arm
known as the Patriotic Party. Its number one project has been to oppose all gun
control legislation.
3. A close approximation of that theme was
sounded by George C. Wallace in
4. N.Y. Times, Sept. 20, 1968, at 46, col. 1.
5. N.Y. Times, Sept. 11, 1968, at 19, col. 1.
6. Address by Senator Thomas J. Dodd,
25 per cent of the 200 consignees investigated
had records of arrest with the Metropolitan Police Department ranging in
seriousness from misdemeanors to such felonies as assaults with dangerous
weapons, assaults on police officers, narcotic violations and homicide.
At the time of our study, the five police
precincts which had the highest incidences of "mail-order" gun deliveries
also had the five highest crime rates in the metropolitan area.
Each month brings fresh evidence of the nature
of the mail-order traffic. For example, just last month, the Chicago Police
Department submitted a report to me covering the activities of Weapons, Inc., a
mail-order firm in
Briefly, this firm sold 2,630 weapons to 1,257
persons during the 3-year period 1960-63. Of this number, 322, or 25 per cent, had
criminal records with the Chicago Police Department. While
This is just another instance of how local law
is circumvented by the mail-order gun business and a good illustration of the
need for additional Federal regulations.
7. The testimony of Attorney General Lynch
before a
The same
means of propulsion that gives us the capacity to put men into space are now being
used to create weapons...We are faced now with a revolution in weaponry. I can
tell you that the potential for misuse by criminal elements is unlimited.
A new weapon using the rocket principle is
being produced and marketed in
This new weapon, and all weapons like it, depend
on the projectile itself both for propelling power and accuracy.
It basically represents rocketry - miniature
rocketry
[N]ow that
we have entered the stage of hand rocketry, we must face the fact that "bigger
and better" rockets for all types of firearms are likely to be developed.
Continued experimentation and development seem inevitable. And from such
research will come devices which will completely outclass the heavy-duty weapons
presently used by law enforcement.
A gun expert, writing about the rocket gun,
recently stated that the age of gun powder as we know it today will soon be a
thing of the past. "Today’s high velocity rifles and pistols will be as obsolete
as the flintlock and will become collector items," he observed.
In my opinion, we should give careful
consideration before making these new weapons readily accessible to any person.
It is unthinkable that they be placed in the hands of the criminal, subversive or
radical elements. We have been given warning of the weapons which are feasible.
Forewarned, there can be no excuse for laxity in controls.
8.Address by Attorney General Thomas C. Lynch,
9. Chief Deputy Attorney General Charles A. O'Brien
of
A
10. Chief Assistant District Attorney
Frederick J. Ludwig,
11. The Christian Science Monitor Survey was
reported in the N.Y. Times, July 26, 1968, at 35, col. 1. The study found the
most violent evening hours were between 7:30 and 9, when according to official network
estimates, 26.7 million children between the ages of 2 and 17 are watching
television:
In those early evening hours, violent incidents
occurred on an average of once every 16.3 minutes. After 9 p.m., violence tapered
off quickly, with incidents occurring once every 35 minutes.
In the early evening, there was a murder or
killing once every 31 minutes. Later, once every two hours.
American Broadcasting Company evening
programming was most violent, with 97 incidents and 47 killings, the National Broadcasting
Company showed 63 incidents and 23 killings,and the Columbia Broadcasting
System televised 41 incidents and 14 killings the survey reported.
But what credit C.B.S. won for its evening
shows, it lost on Saturday morning. Two of the most violent cartoons for
children were on C.B.S. In a half hour, the "Herculoids" raced through
18 violent incidents during which 20 monster people of various descriptions
were shot, vaporized or mashed.
12.For a more complete treatment of the
constitutional aspects of firearms legislation, see C. Bakal, The Right to Bear
Arms (1966); California Legislative Assembly and Interim Committee on Criminal
Procedure and Regulation and Control of Firearms, Sacramento, 1965; New York
Legislative Joint Committee on Firearms and Ammunition Report, Albany, 1962;
Brennan, Some Aspects of Federalism, 39 NYUL Rev. 780 (1964); Douglas, Bill of
Rights and the Free Society: An Individual View, 13 Buffalo L. Rev. 1 (1963); Douglas,
Bill of Rights is Not Enough, 38 N.Y.U.L. Rev. 207 (1963); Emery, The Constitutional
Right to Keep and Bear Arms, 28 Harv. L. Rev. 473 (1915); Feller & Gotling,
Second Amendment: A Second Look, 61 Nw. U.L. Rev. 46 (1966); Fletcher,
Corresponding Duty to the Right of Bearing Arms, 39 Fla. B.J. 167 (1965);
Frankfurter, Memorandum on "Incorporation" of the Bill of Rights into
the Due Process Clause of the 14th Amendment, 78 Harv. L. Rev. 746 (1965);
13. See
14. United States v. Miller, 307 U.S. 174, 178
(1939).
15. Cases v. United States, 131 F.2d 916 (1st
Cir. 1942), cert. denied sub nom. Velazquez v. United States, 319 U.S. 770
(1943).
16.
17. See the compilation of state constitutional
provisions in McKenna, The Right to Keep and Bear Arms, 12 Marq. L. Rev. 138,
138-42 nn 5-19 (1928).
18.Presser v. Illinois, 116 U.S. 252 (1886): for
a comprehensive survey of state decisions, see Comment, The Philadelphia
Firearms Ordinance - A Case of Comprehensive Oversight, 114 U. Pa. L. Rev. 550,
553 n.27 (1966).
19. Hearings on H.R. 9066 Before House Comm.
on Ways and Means, 73d Cong., 2d Sess. 18-19 (1934).
20. Hearings on S. 3 Before the Senate Comm. on
Commerce, 74th Cong., 1st Sess. (1935).
21. S. Rep. 997, 74th Cong., 1st Sess. (1935).
H. Rep. 2663, 75th Cong., 3d Sess (1938). S. Rep. 82, 75th Cong., 1st Sess.
(1937).
22.26 U.S.C. sect.5801-62(1967). Briefly, this
is a registration and tax statute designed to curtail certain "gangster
type" weapons - weapons which generally have extremely limited value for
sporting use but which may be of value to the gun collector. The act does not
apply to firearms which are not capable of firing fixed ammunition, and thus some
types of antique weapons are exempted.
The covered weapons must be registered with
the Alcohol and Tobacco Tax Division of the Internal Revenue Service of the Treasury
Department. If a person possess one of these firearms and has not acquired it
pursuant to the act, obtaining an application for transfer, he must register
the weapon, report his name, address, and place of business and the place where
the firearms is usually kept. When application for transfer is made a form must
be filled out for approval by the Treasury Department. The applicant must furnish
his fingerprints and photograph in addition to all identifying marks of the
firearm and his reason for desiring such a firearm.
Unserviceable weapons are not subject to the 200-dollar
transfer tax; however, their exemption must be registered in the normal manner.
This provision allows collectors to display machine guns and other firearms of
this type for trophies. Brown, Firearms Regulations, 17 W. Res. L. Rev. 569, 571
(1965).
23. 11 F. Supp. 216 (S.D.
24. Supra note 14.
25. Supra note 15.
26. Supra note 16.
27.15 U.S.C. sect. 901-09(1968) (repealing
Pub. Law 90-35 tit. 4, sect. 906, 82k Stat. 234). This act has two main parts -
licensing provision for dealers and manufacturers and a section prohibiting the
interstate shipment of firearms or ammunition to fugitives from justice, convicted
felons, persons under indictment, and other persons not authorized to own such firearms
under local law. Manufacturers of firearms or ammunition must pay a twenty-five
dollar licensing fee while dealers must pay a fee of one dollar; both must keep
records of each firearm received or shipped in interstate and foreign commerce.
The shipper is required to receive evidence that the person to whom the
firearms or ammunition is to be shipped is authorized under local law to receive
such items. Generally, however, the only regulation which the dealer observes
is to require the prospective purchaser to sign a statement that the does not
fall within the prohibited class. The firearm or ammunition is then shipped
with no additional questions asked.
See discussion of postal regulations in Brown,
Firearms Regulations, supra note 22 at 571.
On the ability of postal authorities to
control transportation of guns, the following United Press dispatch (reported
in the Los Angeles Times, July 26, 1968) is significant:
The Post
Office Department said Thursday is 'absolutely powerless to prevent delivery of
rifles and shotguns into areas of unrest such as Cleveland's battle-scarred east
side. Timothy May, Post Office Department general counsel advised Rep. Charles
Vanik (D-Ohio) that there was a department regulation requiring that law
enforcement officers be notified of the name and address of persons who are
receiving long guns through the mail. But the department may not withhold
delivery of that firearm, even though requested by the police, May added. He
said, 'The department is absolutely powerless under the present law to prevent
the delivery of long guns, even into riot areas.'
28. United States v. Tot, 28 F. Supp. 900, 903
(D.N.J. 1939).
29. English v. State, 35
30. Bliss v. Commonwealth, 12Ky (Litt.) 90, 13
Am. Dec. 251 (1822).
31. Robertson v. Baldwin, 165
32. Commonwealth v. Murphy, 166
33. English v. State, supra note 29.
34. Strickland v. State, 137
35. City of
36. McKenna, The Right to Keep and Bear Arms,
supra note 17, at 143.
37. Aymette v. State, 21
38. City of
39. McKenna, The Right to Keep and Bear Arms, supra
note 117, at 145. McKenna suggested in his provocative law review article (at 149)
that some future courts might say that "the states may have their
well-regulated militia even though individuals possess no weapons of their own,
provided the states supply the necessary armament upon mobilization."
40. Rohner, Right to Bear Arms: A Phenomenon of
Constitutional History, supra note 12.
41. The Preamble to the Declaration of Rights
of 1688 asserted that it contained the "true, ancient, and indubitable
rights of the people of this realm."
42. The French Revolution's "Declaration
of the Rights of Man and of the Citizen" of August 26, 1789, assumes a right
of "resistance to oppression" but contains no reference to the
bearing of arms. See II Constitutions of Nations 21 (Peaslee ed. 1956). The
United Nations Charter does not acknowledge a right to bear arms.
43. Rohner, Right to Bear Arms: A Phenomenon of
Constitutional History, supra note 12, at 61.
44.1 Blackstone, Commentaries144 (12th ed.
1795). Indeed if we follow Blackstone back to ancient
45. Emery, The Constitutional Right to Keep
and Bear Arms, supra note 12.
46.2 Story, Commentaries on the Constitution
678 (3d ed. 1858).
47. Rohner, Right to Bear Arms: A Phenomenon of
Constitutional History, supra note 12, at 61.
48. Firearms Act 1937, I Edw. 8 & I Geo. 6,
ch. 12. The law is a consolidation of measures passes from 1920 to 1936.
49. Letter from the Commissioner of Police of
the Metropolis [Scotland Yard] to Harvard Law Review, Nov. 9, 1966.
50. Firearms Act 1965, c. 44. Another
amendment to the Act, in 1953, had a similar focus. Prevention of Crime Act
1953, 1 & 2 Eliz. 2, c.14.
51.707 Parl. Deb., H.C. (5th ser.) 1142
(1965).
52. 1965 Juvenile Delinquency Hearings 602
(exhibit no. 94). The hearings developed that firearms were used in 1062
homicides and aggravated assaults in
53. N.Y. Times, Oct. 1, 1961, at 9, col. 7.
54. Scotland Yard reports that it can be said "with
some confidence" that the objectives of eliminating the "improper and
careless custody and use of firearms...and making it difficult for criminals to
obtain them...are effectively achieved."Letter, supra note 49.
55. Rifles and shotguns are not covered by the
law; estimates of shotgun ownership vary between 5000,000 and 1 million.707
Parl. Deb., H.C. (5th ser.) 1144 (1965).
56. 1 Annals of Cong. 434 (1789).
57.
58.
59. Ga. Const. of 1777, arts. XXXIV and XXXV.
60. S.C. Const. of 1778, art. XLII.
61."That a well-regulated militia is the proper
and natural defence of a free government" (Mdd. Const. of 1776, art. XXV)'
"A well-regulated militia is the proper, natural, and sure defence of a
state" (N.H. Const. of 1784, art. XXIV.
62. N.Y. Const. of 1777, art. XL.
63.
64. N.C. Const. of 1776, art. XVII.
65. Va. Bill of Rights of 1776 section 13.
66. Pa. Const. of 1776, art XIII.
67.
68. The following states have no such
constitutional provision:
69. Most of these states have interpreted their
constitutional provisions as permitting reasonable regulations for the general welfare
and public safety. Brown, Firearms Regulations, supra note 22, at 574.
70. Ky. Const. of 1799, art. 10, Section 23;
supra note 30.
71.
72. States in which the right to prevent carrying
concealed weapons is reserved to the legislature:
States which reserve the right to regulate the
manner of carrying or bearing guns to the legislature:
73. States in which reasonable regulation of right
to bear arms held valid in absence of constitutional authority: Alabama:
74. States in which "arms' held not to
include certain regulated weapons: Arkansas Fife v. State, 31, Ark. 455, 25 Am.
R. 556 (1876);
75. M. Wolfgang, Patterns in Criminal Homicide
82-83 (1966).
76. Zimring, Is Gun Control Likely to Reduce
Violent Killings?, Center for Studies in Criminal Justice at the University of
77. Id., Table 2. (Friends and acquaintances,
41%; spouse or lower, 20%; other family relationship, 7%; neighbors,3%; business
associates, 3%; other 4%.)
78.
79.
80. This is not at all certain. See quotation
from an official of the Los Angeles Police Department, 31 Chi. L. Rev. 780, 782
(1964): "Since Congress passed the National Firearms Act of 1934, the
syndicated hoodlums who infest our major cities have given up the machine gun
as a tool of the trade."
81.
82. Comment, 80 Harv. L. Rev. 1328, 1345-46
(1967).
83. Report of the President's Commission on
the Assassination of President Kennedy 118 (1964).